| 06-05229 | 04/25/2008 | Claimant(s): Anne Woodhouse, The Estate of Melvyn Woodhouse
Claimant Lawyers(s): Romaine Gardner
Respondent(s): Damascus Lee
Respondent Lawyers(s): Damascus I Lee
Arbitrator(s): Michael G. Shannon, Thomas D. Giordano, Denise N. Seegobin
Hearing Site: New York, NY
|  | $67,185 |
| 07-00689 | 04/25/2008 | Claimant(s): Marjorie Smith, Bert A. Smith IRA, Bert A. Smith 1988 Trust DTD 9/29/1988
Claimant Lawyers(s): Thomas C. Bradley
Respondent(s): Associated Securities Corporation
Respondent Lawyers(s): G. Thomas Fleming
Arbitrator(s): Alvin L. Fishman, Walter J. Huntley, Nancy A. Yonge
Hearing Site: Reno, NV
| | $0 |
| 07-01651 | 04/25/2008 | Claimant(s): Estate of S. Saunders & Annette Saunders
Claimant Lawyers(s): Darren C. Blum
Respondent(s): Oppenheimer & Co.., Peter Bizinkauskas
Respondent Lawyers(s): Kathy M. Klock, Mark David Hunter
Arbitrator(s): Leslie L. Cooney, Berthold T. Berkwich, Sheldon N. Reibman
Hearing Site: Boca Raton, FL
| | $250 |
| 07-01185 | 04/24/2008 | Claimant(s): Michael Allinson
Claimant Lawyers(s): Christopher J. Gray
Respondent(s): Glenn Meyer, Vision Securities Inc.
Respondent Lawyers(s): Robert Heim
Arbitrator(s): Aaron Friedman, Elizabeth Gilbert, Jeffrey I. Kahn
Hearing Site: New York, NY
| | $125,000 |
| 07-00375 | 04/24/2008 | Claimant(s): JoAnne Manchester
Claimant Lawyers(s): J. Benton Stewart
Respondent(s): Morgan Stanley DW Inc.
Respondent Lawyers(s): Christopher J. Gawley
Arbitrator(s): Thomas W. Sinclair, Thomas K. Goldie, Maurice M. Feller
Hearing Site: Orlando, FL
| | $0 |
| 07-01427 | 04/24/2008 | Claimant(s): Ellen Tedesco, Victor Tedesco
Claimant Lawyers(s): Arnold Y. Steinberg
Respondent(s): Christopher Murray, Michael Murphy, Olympia Asset Management Ltd.
Respondent Lawyers(s): Charles M. O'Rourke
Arbitrator(s): Michael R. Stabile, Kathleen P. Helbig-Hannan
Hearing Site: Pittsburgh, PA
| | $0 |
| 07-03172 | 04/23/2008 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Justin Joseph D'Elia
Respondent(s): Scott Piper
Respondent Lawyers(s): Scott Piper
Arbitrator(s): Avery B. Goodman
Hearing Site: Denver, CO
| | |
| 07-03173 | 04/23/2008 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Justin Joseph D'Elia
Respondent(s): Bradley Winer
Respondent Lawyers(s): Bradley Winer
Arbitrator(s): Stephen P. Hoffman
Hearing Site: Charlotte, NC
| | $0 |
| 07-03176 | 04/23/2008 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Justin Joseph D'Elia
Respondent(s): John Patton
Respondent Lawyers(s): John Patton
Arbitrator(s): Frances D. Sheehy
Hearing Site: Boca Raton, FL
| | $0 |
| 04-00393 | 04/23/2008 | Claimant(s): Peter Grymkowski
Claimant Lawyers(s): Bryan C. Altman
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Esther E. Cho
Arbitrator(s): Sheldon M. Jaffe, Arthur F. Brueggeman, W. Alex King
Hearing Site: Los Angeles, CA
| | $31,000 |
