| 18-00822 | 11/26/2019 | Claimant(s): Barbara DeMary, Joseph Ehritz, Lee DeMary, Leo Mazotas, Marianne Ehritz, Michael Simmons, Sid Haffener
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Charles Schwab & Co.., Scottrade Inc., TD Ameritrade.
Respondent Lawyers(s): Gregory M. Scanlon, James J. Vihstadt
Arbitrator(s): Sidney J. Wartel, Denise Morris Hammond, Tyrone Nathaniel Watson
Hearing Site: Orlando, FL
|  | $0 |
| 18-02837 | 09/04/2019 | Claimant(s): Robbie Kennerson
Claimant Lawyers(s): Bryan M. Ward
Respondent(s): Genevieve Altieri, Morris Gross, Thomas Boyle, Estate of Jennie Gross
Respondent Lawyers(s): Bryan M. Ward, Genevieve Altieri, Morris Gross, Thomas Boyle
Arbitrator(s): Richard J. Fuller, William E. Schneider, Glenn W. Wheelock
Hearing Site: Orlando, FL
| | Expungement |
| 18-01161 | 08/29/2019 | Claimant(s): Philip Montante IRA
Claimant Lawyers(s): Gary Menzer
Respondent(s): Wells Fargo Advisors Financial Network
Respondent Lawyers(s): Patricia E. Cowart
Arbitrator(s): Theodore Haynes
Hearing Site: Orlando, FL
| | $0 |
| 17-00770 | 08/28/2019 | Claimant(s): Kessev Tov LLC
Claimant Lawyers(s): David W. Miller
Respondent(s): Interactive Brokers LLC
Respondent Lawyers(s): David Luger
Arbitrator(s): Mark R. Topper, Mitchel Weiss, Anthony Ruben
Hearing Site: Orlando, FL
| | $0 |
| 19-00876 | 08/19/2019 | Claimant(s): Sandra Barbato
Claimant Lawyers(s): Kristian P. Kraszewski
Respondent(s): Jeffrey Villwock, Lanier Securities
Respondent Lawyers(s): Jeffrey C. Villwock
Arbitrator(s): Gayle B. Carlson
Hearing Site: Orlando, FL
| | $0 |
| 17-03364 | 07/10/2019 | Claimant(s): Paul Edmondson
Claimant Lawyers(s): Steven Legum
Respondent(s): Rocco Roveccio
Respondent Lawyers(s): Rocco Roveccio
Arbitrator(s): Kenrick Albert Pratt
Hearing Site: Orlando, FL
| | $45,995 |
| 18-00095 | 04/17/2019 | Claimant(s): James Carey
Claimant Lawyers(s): W. Andrew Clayton
Respondent(s): Stifel, Nicolaus & Co..
Respondent Lawyers(s): Marc S. Dobin
Arbitrator(s): Joseph I. Goldstein, Cindy L. Anderson, Mary Ann Etzler
Hearing Site: Orlando, FL
| | $0 |
| 16-01784 | 03/22/2019 | Claimant(s): Anne Grey
Claimant Lawyers(s): Evan H. Frederick
Respondent(s): Anthony Grey, Sterne, Agee & Leach.
Respondent Lawyers(s): Julie W. Portera, Phillip J. Snyderburn
Arbitrator(s): Susanne J. Hollander, Kenrick Albert Pratt, Lynn Francia Nelson
Hearing Site: Orlando, FL
| | $400,000 |
| 17-00254 | 02/22/2019 | Claimant(s): Carrie Ford, Watkins Family Trust
Claimant Lawyers(s): Christopher P. Milazzo
Respondent(s): Carroll Clark, Ameriprise Financial Services.
Respondent Lawyers(s): Howard M. Klausmeier
Arbitrator(s): John P. Cullem, Mary Ann Etzler, Lorraine Naomi Pitre
Hearing Site: Orlando, FL
| | $15,300 |
| 18-02123 | 01/14/2019 | Claimant(s): Thomas W. Riordan WFCS Cust. Trad IRA, Thomas Riordan & Barbara Riordan JTWROS
Claimant Lawyers(s): Thomas Riordan
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Patricia E. Cowart
Arbitrator(s): Thomas Joseph Atkinson
Hearing Site: Orlando, FL
| | $4,600 |
