| 23-01496 | 11/21/2023 | Claimant(s): Alfredo Fresno
Claimant Lawyers(s): Alfredo Fresno
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Sara Soto
Arbitrator(s): Darryl C. Wilson, Lorraine Naomi Pitre, Tyrone Nathaniel Watson
Hearing Site: Orlando, FL
|  | Dismissed by Rule 12206 |
| 23-00067 | 10/13/2023 | Claimant(s): Paul Schaefer
Claimant Lawyers(s): Paul N. Schaefer
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Kimberly J. Gustafson
Arbitrator(s): Christopher J. Klein
Hearing Site: Orlando, FL
| | $0 |
| 23-00422 | 07/10/2023 | Claimant(s): Charles Fulmore
Claimant Lawyers(s): Charles S. Fulmore
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): James J. Vihstadt
Arbitrator(s): Karl A. Vogeler
Hearing Site: Orlando, FL
| | $41,850 |
| 22-01148 | 06/20/2023 | Claimant(s): David Wilson, Donna Wilson
Claimant Lawyers(s): Scott L Silver
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Kathryn Roe Eldridge
Arbitrator(s): Tyrone Nathaniel Watson, Christina Magee, Catherine Harper
Hearing Site: Orlando, FL
| | Expungement |
| 22-00437 | 06/07/2023 | Claimant(s): Estate of Dolores Sarro
Claimant Lawyers(s): William B. Young
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Jeffery D. Rodgers
Arbitrator(s): Stuart K. Furman, Tyrone Nathaniel Watson
Hearing Site: Orlando, FL
| | Expungement |
| 21-02101 | 04/11/2023 | Claimant(s): Alan Litfin, Dana Inghram, Alan J. Litfin IRA, Robin L. Litfin IRA
Claimant Lawyers(s): Kevin J. Deloatch
Respondent(s): Arben Gecaj, Cabot Lodge Securities LLC
Respondent Lawyers(s): David E. Robbins, James Baehr
Arbitrator(s): Stuart K. Furman, Chester Barry White, Richard Merritt Langway
Hearing Site: Orlando, FL
| | $54,000 |
| 21-02380 | 12/12/2022 | Claimant(s): Henry Wilken, Henry J. Wilken Jr Revocable Trust U/A
Claimant Lawyers(s): Philip J. Snyderburn
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Gina Shlaferman
Arbitrator(s): Cindy L. Anderson, Richard Merritt Langway, Christy Lyn Foley
Hearing Site: Orlando, FL
| | Expungement |
| 21-00547 | 07/11/2022 | Claimant(s): Gary Miller, Martha Miller
Claimant Lawyers(s): William B. Young
Respondent(s): NewBridge Securities Corp.
Respondent Lawyers(s): Gregg J. Breitbart
Arbitrator(s): Stuart K. Furman, Mauricio Arcadier, John Briggs
Hearing Site: Orlando, FL
| | Expungement |
| 21-00010 | 05/20/2022 | Claimant(s): Peter Dora, Peter D. Dora, on Behalf of His IRA
Claimant Lawyers(s): D. Daxton White
Respondent(s): G.F. Investment Services
Respondent Lawyers(s): Judy A. Newcomb
Arbitrator(s): Mauricio Arcadier
Hearing Site: Orlando, FL
| | $107,725 |
| 20-01808 | 03/24/2022 | Claimant(s): Deforest Davis, Tiffany Lytle, DVDC/PEI, Tiffany A. Lytle Roth IRA
Claimant Lawyers(s): Philip J Snyderburn
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Abigail Elrod
Arbitrator(s): David M. Snyder, Kenneth H. Koch, Richard Merritt Langway
Hearing Site: Orlando, FL
| | $0 |
