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FINRA Awards for Orlando, FL

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Displaying 10 out of 202 results
Case Number Award Date Case Summary Customer Case? Amount Granted
19-0185910/15/2024Claimant(s): Anna Barbalace, Ivan Tong, Jason Paulley, John Alessandro, Leah Barbalace, Sandra Diaz
Claimant Lawyers(s): Gary Menzer
Respondent(s): Demetrios Mallios, Kevin Barbalace, Aeon Capital Inc., Corinthian Partners, L.L.C.
Respondent Lawyers(s): Demetrios Mallios, Kevin Lawrence Barbalace, Richard Calabrese, Vincent Bruno
Arbitrator(s): Mauricio Arcadier, Edgar Vazquez-Cruz, Shameeka E. Quallo
Hearing Site: Orlando, FL
Checkmark Icon$0
20-0370110/04/2024Claimant(s): Perella Weinberg Partners
Claimant Lawyers(s): Michael C. Deutsch
Respondent(s): Jason McCoy, Ken McCoy, Mission Coal Funding
Respondent Lawyers(s): Robert C. Harris
Arbitrator(s): Stuart K. Furman, Mauricio Arcadier, Richard Merritt Langway
Hearing Site: Orlando, FL
Checkmark Icon$626,250
24-0067708/22/2024Claimant(s): Samuel Harbaugh
Claimant Lawyers(s): Paul E. Parrish
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Brandy Fernandez
Arbitrator(s): Mimi B. Osiason
Hearing Site: Orlando, FL
Checkmark IconDismissed by Rule 12206
23-0307908/12/2024Claimant(s): Patricia Earl, Robert Earl, OCS OLI
Claimant Lawyers(s): Matthew N. Thibaut
Respondent(s): Brian Batson, Cary Corwin, Lion Street Financial
Respondent Lawyers(s): Benjamin J. Biard
Arbitrator(s): Lewis Gordon Brewer, Tiffany Wax, Catherine Harper
Hearing Site: Orlando, FL
Checkmark IconDismissed by Rule 12504(a)(6)(B)
22-0277005/24/2024Claimant(s): Mary Markham, Michael Markham
Claimant Lawyers(s): Scott L. Silver
Respondent(s): IFP Securities
Respondent Lawyers(s): Scott N. Sherman
Arbitrator(s): Christopher J. Klein, Guno Orlando Ritfeld, Mary Ann Etzler
Hearing Site: Orlando, FL
Checkmark IconExpungement
23-0100703/11/2024Claimant(s): Jesse Hadaway
Claimant Lawyers(s): Jesse G. Hadaway
Respondent(s): Michael Whitaker
Respondent Lawyers(s): Gregg J. Breitbart
Arbitrator(s): Mauricio Arcadier
Hearing Site: Orlando, FL
Checkmark Icon$0
22-0179503/06/2024Claimant(s): Anne Blazey
Claimant Lawyers(s): Kristian Kraszewski
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Rebecca E. Swenson
Arbitrator(s): Christopher J. Klein, Lisa J. Cappalli, Tyrone Nathaniel Watson
Hearing Site: Orlando, FL
Checkmark IconExpungement
22-0130902/12/2024Claimant(s): Christine Moullet
Claimant Lawyers(s): Lars Soreide
Respondent(s): IFP Advisors, IFP Securities
Respondent Lawyers(s): Peter Lindholm
Arbitrator(s): John P. Cullem, Philip Whitworth Engle, Lisa J. Cappalli
Hearing Site: Orlando, FL
Checkmark IconExpungement
22-0066102/05/2024Claimant(s): Charles Roth, Jennifer Roth, Charles Roth IRA, Jennifer Roth IRA
Claimant Lawyers(s): Jason Haselkorn
Respondent(s): Patrick Strubbe
Respondent Lawyers(s): R. Bradley Ziegler
Arbitrator(s): David M. Snyder, Alan E. Linden, Ronald Stephen Robins
Hearing Site: Orlando, FL
Checkmark IconExpungement
22-0249201/25/2024Claimant(s): David Pritchett
Claimant Lawyers(s): Philip J. Snyderburn
Respondent(s): International Assets Advisory
Respondent Lawyers(s): Bryan M. Ward
Arbitrator(s): Guno Orlando Ritfeld, Mary Ann Etzler, Jorge R Quintana
Hearing Site: Orlando, FL
Checkmark Icon$15,479

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