24-00375 | 11/25/2024 | Claimant(s): Razell Smart Claimant Lawyers(s): Alexander Padla Respondent(s): Northwestern Mutual Investment Services, Respondent Lawyers(s): Clarke C. Greene Arbitrator(s): John Winslow Griesser Hearing Site: Orlando, FL
| | |
24-01654 | 10/25/2024 | Claimant(s): Raymond James & Associates. Claimant Lawyers(s): Kris Galloway Respondent(s): Michael Magruder Respondent Lawyers(s): Michael E. Magruder Arbitrator(s): Langfred W. White Hearing Site: Orlando, FL
| | |
23-02942 | 08/15/2024 | Claimant(s): Michael Whitaker Claimant Lawyers(s): Tosh Grebenik Respondent(s): NewBridge Securities Corp. Respondent Lawyers(s): G. Robert Abrams Arbitrator(s): Warren A. Forest, Christopher J. Klein Hearing Site: Orlando, FL
| | |
23-02909 | 08/05/2024 | Claimant(s): Keith Wood Claimant Lawyers(s): Harris Freedman Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Jeffery D. Rodgers Arbitrator(s): Christopher J. Klein Hearing Site: Orlando, FL
| | |
23-03265 | 05/24/2024 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney Financing Claimant Lawyers(s): Tracy L. Gerber Respondent(s): Federico Cardona Respondent Lawyers(s): Federico Cardona Arbitrator(s): Langfred W. White Hearing Site: Orlando, FL
| | |
24-00260 | 04/29/2024 | Claimant(s): Wells Fargo Clearing Services Claimant Lawyers(s): Carlin A. McCrory Respondent(s): Tony Graybeal Respondent Lawyers(s): Tony Graybeal Arbitrator(s): Christopher J. Klein Hearing Site: Orlando, FL
| | |
22-01993 | 05/22/2023 | Claimant(s): Peter Mirenda Claimant Lawyers(s): Avinoam Rosenfeld Respondent(s): Joseph Stone Capital L.L.C., J. P. Turner & Company LLC, First Midwest Securities., North American Clearing. Respondent Lawyers(s): Benjamin J. Biard, Damian Maggio, Kelly Sutton, Sandi Farr Arbitrator(s): Warren A. Forest, Mauricio Arcadier, Shameeka E. Quallo Hearing Site: Orlando, FL
| | |
21-03115 | 05/04/2023 | Claimant(s): Jerry Willoughby, John Disosway, Sylvia Majani, Victor Hooper, John Disosway & Sylvia Majani, Vickie L. Earle Trust, Victor J. Hooper Irrevocable Trust FBO Claimant Lawyers(s): John S. Chapman Respondent(s): Oppenheimer & Co.. Respondent Lawyers(s): William E. Mahoney Arbitrator(s): Gayle B. Carlson, Anthony Richard Sanchez, Edgar Vazquez-Cruz Hearing Site: Orlando, FL
| | |
22-00388 | 01/05/2023 | Claimant(s): Andrew Scheirer Claimant Lawyers(s): Harris Freedman Respondent(s): First Allied Securities. Respondent Lawyers(s): Jeremy Wooden Arbitrator(s): Gerald Thomas Harper Hearing Site: Orlando, FL
| | |
22-00386 | 09/29/2022 | Claimant(s): Thomas Massebeau Claimant Lawyers(s): Harris Freedman Respondent(s): Summit Brokerage Service. Respondent Lawyers(s): Benjamin J. Biard Arbitrator(s): Stuart K. Furman Hearing Site: Orlando, FL
| | |