Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 06-04200 | 10/01/2008 | Claimant(s): Barbara Lerner Claimant Lawyers(s): Lisa Catalano Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Douglas B. Appel Arbitrator(s): J. Martin McDonough, Richard S. Peskin, Linda G. March Hearing Site: New York, NY |  | $0 |
| 07-02475 | 09/29/2008 | Claimant(s): William Capogrosso Claimant Lawyers(s): Mario H. Capogroso Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): John Bersin Arbitrator(s): Carroll E. Neesemann, Michael P. Golden, Kip C. Lubcke Hearing Site: New York, NY | | $0 |
| 07-02676 | 09/24/2008 | Claimant(s): Sophie Rothstein Claimant Lawyers(s): Edward Rothstein Respondent(s): Joel Chase, UBS Financial Services Inc., Richard Fitzburgh Respondent Lawyers(s): Dan A. Rosenbaum, Danl A. Rosenbaum Arbitrator(s): Vicki R. Lawrence, Sandra J. Mullings Hearing Site: New York, NY | | $0 |
| 07-03047 | 09/23/2008 | Claimant(s): Lisa Cavaliere Claimant Lawyers(s): Kevin P. Conway Respondent(s): Morgan Stanley DW Inc. Respondent Lawyers(s): Thomas P. Briody Arbitrator(s): Aaron Friedman, Robert A. Vaccaro, William E. Nuckel Hearing Site: New York, NY | | $0 |
| 07-03138 | 09/15/2008 | Claimant(s): Andrew Garrett. Claimant Lawyers(s): Barry M. Bordetsky Respondent(s): Lester Wackernah Respondent Lawyers(s): Lester Wackernah Arbitrator(s): Irwin Kahn Hearing Site: New York, NY | | $0 |
| 06-01679 | 08/20/2008 | Claimant(s): Robert Montanino Claimant Lawyers(s): Bruce D. Oakes Respondent(s): Ameriprise Advisor Services. Respondent Lawyers(s): Donald P. Wray Arbitrator(s): Richard L. Herzfeld, Donald Raymond McNally, Mary Noe Hearing Site: New York, NY | | $40,000 |
| 07-03550 | 08/12/2008 | Claimant(s): Jack Heide Claimant Lawyers(s): Jack Heide Respondent(s): TD Ameritrade. Respondent Lawyers(s): James J. Vihstadt Arbitrator(s): Philip R. Lochner Hearing Site: New York, NY | | $0 |
| 08-00519 | 07/31/2008 | Claimant(s): Azar Hamid Claimant Lawyers(s): Mitchell Markowitz Respondent(s): Vision Respondent Lawyers(s): Kenneth F. Berg Arbitrator(s): Richard E. Lerner Hearing Site: New York, NY | | $0 |
| 07-02940 | 07/25/2008 | Claimant(s): Don Chaifetz Claimant Lawyers(s): Don Chaifetz Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): John Bersin Arbitrator(s): Edward G. Toptani Hearing Site: New York, NY | | $213 |
| 07-01353 | 07/24/2008 | Claimant(s): Fran Brunwasser Claimant Lawyers(s): Anthony Michael Sabino Respondent(s): Eric Weisblum, Rushmore Capital. Respondent Lawyers(s): Carole R. Bernstein Arbitrator(s): Marguerite B. Filson, Leah R. Marks, Ellen Slipp Hearing Site: New York, NY | | Expungement |