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FINRA Awards for Newark, NJ

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Displaying 61-70 out of 317 results
Case Number Award Date Case Summary Customer Case? Amount Granted
16-0084203/08/2017Claimant(s): Richard Davis
Claimant Lawyers(s): Ira M. Belsky
Respondent(s): Gregory Osborn, Axiom Capital Management.
Respondent Lawyers(s): Gregory Jerome Ptasienski Osborn, William F. Dahill
Arbitrator(s): Louis H. Miron
Hearing Site: Newark, NJ
Checkmark Icon$36,667
16-0291503/07/2017Claimant(s): James Struble
Claimant Lawyers(s): Mark A. Tepper
Respondent(s): Raymond James Financial Services.
Respondent Lawyers(s): Brandy Pikus
Arbitrator(s): Sam Antar
Hearing Site: Newark, NJ
Checkmark Icon$29,284
16-0197403/06/2017Claimant(s): Hope Olenyik
Claimant Lawyers(s): Kenneth A Olenyik
Respondent(s): Jon Stankovich, Joseph Ganun
Respondent Lawyers(s): Joseph Calabrese
Arbitrator(s): Philip Levine
Hearing Site: Newark, NJ
Checkmark Icon$0
16-0027601/30/2017Claimant(s): James Hoffman
Claimant Lawyers(s): Jonathan Kurta
Respondent(s): Saimir Collaku
Respondent Lawyers(s): Saimir Collaku
Arbitrator(s): Karimu F. Hill-Harvey
Hearing Site: Newark, NJ
Checkmark Icon$98,155
16-0162101/23/2017Claimant(s): Fred Laryea, Ina Laryea
Claimant Lawyers(s): Fred W. Laryea
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith Hoffman
Arbitrator(s): Patrick R. Westerkamp
Hearing Site: Newark, NJ
Checkmark Icon$2,075
16-0208801/23/2017Claimant(s): Estate of Norma Parker
Claimant Lawyers(s): Michael S. Kasanoff
Respondent(s): Steven BarsolonaL Financial LLC
Respondent Lawyers(s): Peter W. Gillies
Arbitrator(s): Joseph H. Cerame
Hearing Site: Newark, NJ
Checkmark Icon$0
16-0063912/27/2016Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Alan S. Rafterman
Respondent(s): Nicole Montecalvo, Laural Lane
Respondent Lawyers(s): Nicole Montecalvo
Arbitrator(s): Kenneth J. Horowitz
Hearing Site: Newark, NJ
Checkmark Icon$0
16-0153711/03/2016Claimant(s): Jospeh Serpente
Claimant Lawyers(s): Gary Schafkopf
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Kevin Lewis
Arbitrator(s): Paul Allan Massaro
Hearing Site: Newark, NJ
Checkmark Icon$35
14-0297510/18/2016Claimant(s): Richard Epstein
Claimant Lawyers(s): Jeffrey A. Sellers
Respondent(s): David Lerner Associates., David Lerner, Gary Isler
Respondent Lawyers(s): Michael G. Shannon
Arbitrator(s): Michael Fischetti, Robert E. Anderson, Scott M. Pellegrino
Hearing Site: Newark, NJ
Checkmark IconExpungement
14-0324610/11/2016Claimant(s): Emil Soltis
Claimant Lawyers(s): Steven D. Toskes
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Angela A. Turiano
Arbitrator(s): Theresa R. Joyner, Morton S. Bunis, Ariel Berschadsky
Hearing Site: Newark, NJ
Checkmark IconExpungement

317 Results

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