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FINRA Awards for Peter W. Gillies

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Case Number Award Date Case Summary Customer Case? Amount Granted
16-0208801/23/2017Claimant(s): Estate of Norma Parker
Claimant Lawyers(s): Michael S. Kasanoff
Respondent(s): Steven BarsolonaL Financial LLC
Respondent Lawyers(s): Peter W. Gillies
Arbitrator(s): Joseph H. Cerame
Hearing Site: Newark, NJ
Checkmark Icon$0
11-0087003/26/2012Claimant(s): Doxa Family Partnership, L.P., Emily A. Schwarz Rev Living Trust, George Weber Jr. Trust etc.
Claimant Lawyers(s): Ronald B. Ziegler
Respondent(s): LPL Financial LLC, Peter Reinecke
Respondent Lawyers(s): Donald J. Mehan, Peter W. Gillies
Arbitrator(s): Gerald Cohen, John R. Loss, Casey John Whalley
Hearing Site: St. Louis, MO
Checkmark IconExpungement

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