Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 14-00224 | 10/03/2014 | Claimant(s): Richard Altschul Claimant Lawyers(s): Richard Altschul Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): Michael Zwirko Arbitrator(s): Edith M. Novack Hearing Site: Newark, NJ |  | $0 |
| 14-00902 | 10/02/2014 | Claimant(s): Frank Tobias Claimant Lawyers(s): Adam Green Respondent(s): TD Ameritrade. Respondent Lawyers(s): Dana S. Gloor Arbitrator(s): Linda J. Baer Hearing Site: Newark, NJ | | $300 |
| 14-00680 | 09/23/2014 | Claimant(s): Nancy Ferraton, Ronald Ferraton Claimant Lawyers(s): Nancy Ferraton, Ronald Ferraton Respondent(s): Jay Lustig Respondent Lawyers(s): Jay Howard Lustig Arbitrator(s): Edith M. Novack Hearing Site: Newark, NJ | | $5,573 |
| 13-01805 | 09/11/2014 | Claimant(s): Robert Regna Claimant Lawyers(s): Jeffrey W. Herrmann Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): David G. Smitham Arbitrator(s): Robert E. Anderson, S. Charles Tabak, Stanley David Goldman Hearing Site: Newark, NJ | | Expungement |
| 14-00994 | 09/09/2014 | Claimant(s): Ronald Schanck Claimant Lawyers(s): Kristian P. Kraszewski Respondent(s): TD Ameritrade. Respondent Lawyers(s): Dana S. Gloor Arbitrator(s): Sam Antar Hearing Site: Newark, NJ | | $0 |
| 12-01209 | 09/05/2014 | Claimant(s): Charles Kinbar, Evelyn Kinbar Claimant Lawyers(s): Benjamin Lapin Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Bradley B. Rounsaville Arbitrator(s): Cynthia H. Plishtin, Joseph H. Cerame, Marilyn Chin Hearing Site: Newark, NJ | | Expungement |
| 13-02608 | 08/27/2014 | Claimant(s): John Olson Claimant Lawyers(s): Christopher B. Jones Respondent(s): Anthony Diaz, Matrix Capital Group. Respondent Lawyers(s): Gregg Breitbart, Rose M. Schindler Arbitrator(s): Richard D. DeVita Hearing Site: Newark, NJ | | $31,000 |
| 14-00065 | 08/20/2014 | Claimant(s): Richard Nickerson Claimant Lawyers(s): B. David Jarashow Respondent(s): Wells Fargo Advisors Financial Network, Roman Leniw Respondent Lawyers(s): Beverly Jo Slaughter Arbitrator(s): S. Charles Tabak Hearing Site: Newark, NJ | | $0 |
| 13-02252 | 08/15/2014 | Claimant(s): Mary Daras Claimant Lawyers(s): Lars K. Soreide Respondent(s): Edward Murphy Respondent Lawyers(s): Michael T. Murphy Arbitrator(s): Sam Antar Hearing Site: Newark, NJ | | $86,000 |
| 10-03301 | 08/11/2014 | Claimant(s): Endre Balazs, Janet Delinger Claimant Lawyers(s): Henry Pass, Richard G. Tuttle Respondent(s): Andrew Levas, Bennett Firestein, Bill Grous, Morgan Stanley & Co. Respondent Lawyers(s): Thomas P. Briody Arbitrator(s): Daniel J. McCarthy, Julian F. Santos, Joseph Christopher Rosa Hearing Site: Newark, NJ | | Expungement |