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FINRA Awards for Jeffrey W. Herrmann

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Case Number Award Date Case Summary Customer Case? Amount Granted
13-0180509/11/2014Claimant(s): Robert Regna
Claimant Lawyers(s): Jeffrey W. Herrmann
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): David G. Smitham
Arbitrator(s): Robert E. Anderson, S. Charles Tabak, Stanley David Goldman
Hearing Site: Newark, NJ
Checkmark IconExpungement

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