| 11-04242 | 06/02/2015 | Claimant(s): Anatoliy Matsur
Claimant Lawyers(s): Gareth De Santiago-Keene
Respondent(s): Alberto Chavez, Chase Investment Services Corp., John Cholankeril
Respondent Lawyers(s): Thomas E. Stagg
Arbitrator(s): Morton S. Bunis, Mia Scanga, John Herbert Grefe
Hearing Site: Newark, NJ
|  | $0 |
| 13-03202 | 05/21/2015 | Claimant(s): Brian Jacobs
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Samuel T. Acker
Arbitrator(s): Michael Fischetti, Robert R. Salman, Robert T. Costello
Hearing Site: Newark, NJ
| | $75,000 |
| 14-00505 | 05/12/2015 | Claimant(s): Susan Lubin
Claimant Lawyers(s): Susan Lubin
Respondent(s): William Coluccio, Middlebury Securities
Respondent Lawyers(s): Craig Sherman, Scott D. Stechman
Arbitrator(s): Edith M. Novack, Mae A. Brudner, Jay Alan Kranis
Hearing Site: Newark, NJ
| | $0 |
| 14-03104 | 04/02/2015 | Claimant(s): Martin and Carole Gerstenbluth
Claimant Lawyers(s): Martin Gerstenbluth
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): John Starnes Esq.
Arbitrator(s): Kenneth J. Horowitz
Hearing Site: Newark, NJ
| | $38 |
| 14-00877 | 03/30/2015 | Claimant(s): Carmelo Corsello
Claimant Lawyers(s): James Kirtland
Respondent(s): Michael Kelly, Regal Securities.
Respondent Lawyers(s): Alan M. Wolper, Michael John Kelly
Arbitrator(s): Charles A. Crocco, Linda T. Pellegrino, Paul Allan Massaro
Hearing Site: Newark, NJ
| | $0 |
| 14-01010 | 03/19/2015 | Claimant(s): Estate of Gerard Gannon
Claimant Lawyers(s): Jack Cawley
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Chan Nam
Arbitrator(s): Leslie Ruth Nydick
Hearing Site: Newark, NJ
| | $0 |
| 12-03924 | 03/02/2015 | Claimant(s): Brian Hobby
Claimant Lawyers(s): Jeffrey R. Youngman
Respondent(s): Wells Fargo Advisors, Jamie Meehan, William O'connor, Meehan Financial Group
Respondent Lawyers(s): Brent J. Burtin
Arbitrator(s): Sam Antar
Hearing Site: Newark, NJ
| | $60,000 |
| 13-01125 | 02/10/2015 | Claimant(s): Ned Gerstman, Ned Gerstman Ltd POA for Ethan Gerstman
Claimant Lawyers(s): Edward H. Glenn
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Charles J. Weinstein
Arbitrator(s): Piedad A. Bernikow, Kenneth J. Horowitz, Joseph H. Cerame
Hearing Site: Newark, NJ
| | Expungement |
| 13-03282 | 01/22/2015 | Claimant(s): Hartwyck at Oak Tree., JFK Health System., The Community Hospital Group.
Claimant Lawyers(s): Jay J. Rice
Respondent(s): Cain Brothers & Company
Respondent Lawyers(s): S. Lawrence Polk
Arbitrator(s): Daniel J. McCarthy, Ariel Berschadsky, S. Charles Tabak
Hearing Site: Newark, NJ
| | Expungement |
| 13-02757 | 01/15/2015 | Claimant(s): Theresa Jacobs
Claimant Lawyers(s): Howard Rosenfield
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): John E. Bersin
Arbitrator(s): Louis H. Miron, Clifford A. Harwick, Stephen L. Lister
Hearing Site: Newark, NJ
| | Expungement |
