19-02385 | 10/07/2022 | Claimant(s): Jonathan Peters Claimant Lawyers(s): Kevin Galbraith Respondent(s): Chad Allen, Oppenheimer & Co.., Matthew Platnico, Petar Arizanov Respondent Lawyers(s): Brian J. Neville, John T. McGuire, Joseph E. Gasperetti Arbitrator(s): Thomas E. Duggan, Eugene G. P. Byrne, Tip Henderson Hearing Site: New York, NY
| | Expungement |
21-02035 | 09/29/2022 | Claimant(s): MaryAnn Vellone Claimant Lawyers(s): August M. Iorio Respondent(s): Nicholas Palumbo Respondent Lawyers(s): Kevin Galbraith Arbitrator(s): Fred S. Pieroni, Alice E. Winkler, Robert E. Riccobono Hearing Site: New York, NY
| | Expungement |
18-04341 | 11/23/2021 | Claimant(s): Donna Benabou, Raphael Benabou Claimant Lawyers(s): Raphael Benabou Respondent(s): Ameriprise Financial Services, James Korzik, Robert Korzik Respondent Lawyers(s): Kevin Galbraith, Sydney H. Crowder Arbitrator(s): Francis Carling Hearing Site: New York, NY
| | $0 |
16-01243 | 08/17/2017 | Claimant(s): Kirsten Green, Kirsten H. Green IRA Claimant Lawyers(s): D. Daxton White Respondent(s): Robert Star, Edi Financial. Respondent Lawyers(s): Kevin Galbraith, Martin Prinz Arbitrator(s): Walter J. Wylie, Daniel Lee Tedrick, Janice Helsley Blach Hearing Site: Columbia, SC
| | $432,815 |
14-03122 | 12/22/2016 | Claimant(s): Alastair Short Claimant Lawyers(s): Kevin Galbraith Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Angela A. Turiano Arbitrator(s): Howard D. Jacob, John F. Duane, Clarence Smith Hearing Site: New York, NY
| | Expungement |
15-00888 | 07/19/2016 | Claimant(s): Ranjit Singh, Kingsboro Claimant Lawyers(s): Kevin Galbraith Respondent(s): Berthel, Fisher & Company Financial Serv Respondent Lawyers(s): Vincent Louwagie Arbitrator(s): Reggie C. Giffin, Thomas J. Ray, John R. Loss Hearing Site: Kansas City, MO
| | $0 |
10-02941 | 09/14/2012 | Claimant(s): Lewis Samuels Claimant Lawyers(s): Kevin Galbraith Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Payne L. Templeton Arbitrator(s): Robert A. Lombardi Hearing Site: Los Angeles, CA
| | Expungement |
10-02646 | 11/17/2011 | Claimant(s): Robert West Claimant Lawyers(s): Kevin Galbraith Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Mark D. Knoll Arbitrator(s): Dwight Wassong Hearing Site: New York, NY
| | $0 |
10-00361 | 06/09/2011 | Claimant(s): Diane Croce, Pasquale Croce Claimant Lawyers(s): Kevin Galbraith Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Andrew W. Sidman Arbitrator(s): Jim Geiger, Richard F. Bieker, Eugene M. Schloss Hearing Site: Philadelphia, PA
| | $1,520,000 |