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FINRA Awards for Diane Croce

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0036106/09/2011Claimant(s): Diane Croce, Pasquale Croce
Claimant Lawyers(s): Kevin Galbraith
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Andrew W. Sidman
Arbitrator(s): Jim Geiger, Richard F. Bieker, Eugene M. Schloss
Hearing Site: Philadelphia, PA
Checkmark Icon$1,520,000

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