| 18-03143 | 02/18/2020 | Claimant(s): Dhavid Cooper, Guy Hodgson, Custodian for Dylan Hodgson, Custodian for Hunter Hodgson, Custodian for Matthew Hodgson
Claimant Lawyers(s): Leon H. Horne
Respondent(s): John Durig, Durig Capital Inc.
Respondent Lawyers(s): Justin C. Sawyer
Arbitrator(s): Donald K. Eckhardt, Jacqueline R. Fox, Jeffrey Bruce Bock
Hearing Site: Houston, TX
|  | $0 |
| 15-02136 | 11/20/2017 | Claimant(s): Trust No. 911 A/KA Banco Invex S.A
Claimant Lawyers(s): Brian Levin
Respondent(s): Deutsche Bank Securities.
Respondent Lawyers(s): Mark L. Parmelee
Arbitrator(s): Mary Ann Tunick, Donald K. Eckhardt, Robert Alan Meyer
Hearing Site: Houston, TX
| | Expungement |
| 17-00068 | 11/07/2017 | Claimant(s): Christopher Haydon, Joan Haydon
Claimant Lawyers(s): David Miller
Respondent(s): Royal Alliance Associates.
Respondent Lawyers(s): Martin Schexnayder
Arbitrator(s): Donald K. Eckhardt, Pamela Marcell Carroll, James A. Crouch
Hearing Site: Houston, TX
| | $280,751 |
| 14-00987 | 11/16/2015 | Claimant(s): Alice Saffell, Cynthia Peterson
Claimant Lawyers(s): Alice Saffell, Cynthia A. Peterson
Respondent(s): Jack Kusch, Madison Avenue Securities.
Respondent Lawyers(s): Daniel A. Hetzel
Arbitrator(s): Donald K. Eckhardt, Brian James Tagtmeier, Elena DiIorio
Hearing Site: Houston, TX
| | $15,000 |
| 12-02329 | 11/21/2014 | Claimant(s): Byrde Haspel, Byrde Berenson Haspel Life Ins. TR # 1
Claimant Lawyers(s): Peter B. Sloss
Respondent(s): Morgan Stanley, Stephen Loeb
Respondent Lawyers(s): Timothy B. Atkins
Arbitrator(s): Arthur W. Pigott, Donald K. Eckhardt, Mario Alberto Arteaga
Hearing Site: New Orleans, LA
| | Expungement |
| 11-04666 | 10/03/2013 | Claimant(s): Phyllis Worthen
Claimant Lawyers(s): Leonard J. Meyer
Respondent(s): Edward Jones
Respondent Lawyers(s): Andrew R. Harvin
Arbitrator(s): R. Lee Britton Jr., Donald K. Eckhardt, Oren L. Connaway
Hearing Site: Houston, TX
| | $0 |
| 11-02375 | 02/20/2013 | Claimant(s): Dorothy Miller, Sam Miller, Dorothy J. Miller IRA, Dr. Sam S. Miller IRA, Ms. Dorothy J. and Dr. Sam S. Miller, Dr. Sam S. Miller Trust, Ms. Dorothy J. Miller Trust
Claimant Lawyers(s): Sylvan S. Lang
Respondent(s): Edwin Fulkerson, Charles Schwab & Co..
Respondent Lawyers(s): Richard L. Martens
Arbitrator(s): Robert M. Birenbaum, Donald K. Eckhardt, Larry J. Craddock
Hearing Site: Houston, TX
| | Stipulated Award and Expungement |
| 09-05596 | 01/17/2013 | Claimant(s): Lloyd Gillespie
Claimant Lawyers(s): Richard B. Fosher
Respondent(s): Oppenheimer & Co.., Joshua Barg, Aegis Capital Corp.
Respondent Lawyers(s): Andrew R. Harvin, Michael H. Ference, Ted Poretz
Arbitrator(s): Donald K. Eckhardt, James M. Alexander, Malcolm Edwin Whittaker
Hearing Site: Houston, TX
| | $1,074,600 |
| 10-04990 | 05/22/2012 | Claimant(s): CSJ Family Partnership Ltd.
Claimant Lawyers(s): J. Mitchell Clark
Respondent(s): Morgan Stanley & Co., Morgan Stanley DW Inc., Morgan Stanley
Respondent Lawyers(s): Jonathan D. Robbins
Arbitrator(s): Ronald R. Simpson, Frank M. Romano, Donald K. Eckhardt
Hearing Site: Houston, TX
| | $0 |
| 10-04224 | 12/22/2011 | Claimant(s): George Reech, Joann Reech
Claimant Lawyers(s): James F. Willeford, Jessica M. Vasquez
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Raul Sanchez
Arbitrator(s): Ron C. Christner, Donald K. Eckhardt, John J. Meyer
Hearing Site: New Orleans, LA
| | $12,500 |
