| 23-01355 | 02/23/2024 | Claimant(s): Rabbi Benjamin Blech and Elaine Blech
Claimant Lawyers(s): Michael F. Bachner
Respondent(s): Gilder Gagnon Howe & Co. LLC
Respondent Lawyers(s): Christopher J. Bouchoux
Arbitrator(s): Nancy Kramer, Donald Nevin Gershuny, Ruth G. Kurtz
Hearing Site: New York, NY
|  | Expungement |
| 19-02663 | 03/14/2023 | Claimant(s): David Worby
Claimant Lawyers(s): Jacob H. Zamansky
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Joseph Serino
Arbitrator(s): Nancy Kramer, Paul Vaygen, Cynthia Kouril
Hearing Site: New York, NY
| | Expungement |
| 22-02518 | 12/19/2022 | Claimant(s): Dilek Uzun
Claimant Lawyers(s): Dilek Uzun
Respondent(s): Harry Zwick
Respondent Lawyers(s): Robert L. Herskovits
Arbitrator(s): Nancy Kramer
Hearing Site: New York, NY
| | Expungement |
| 22-01193 | 11/15/2022 | Claimant(s): Dilek Uzun
Claimant Lawyers(s): Dilek Uzun
Respondent(s): Harry Zwick, JPMSI
Respondent Lawyers(s): Heidi E. VonderHeide, Robert L. Herskovits
Arbitrator(s): Nancy Kramer
Hearing Site: New York, NY
| | $0 |
| 21-00715 | 02/22/2022 | Claimant(s): Ying Lei
Claimant Lawyers(s): Ying Lei
Respondent(s): Kwai Chan, TD Ameritrade., Shou Yung Hua
Respondent Lawyers(s): John D. Stewart
Arbitrator(s): Nancy Kramer, Mark Cuccaro, Jess A. Bunshaft
Hearing Site: New York, NY
| | Expungement |
| 16-00938 | 06/21/2017 | Claimant(s): James Khezrie, Joseph Khezrie, E & J Lawrence Corporation
Claimant Lawyers(s): Adam Gana
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Jeremy S. Winer
Arbitrator(s): Laura Carraher, Robert E. Anderson, Nancy Kramer
Hearing Site: New York, NY
| | Expungement |
| 14-01143 | 02/26/2016 | Claimant(s): Karen Bunone
Claimant Lawyers(s): Kevin P. Conway
Respondent(s): Gerard Simonelli, Cadaret, Grant & Co..
Respondent Lawyers(s): Samuel E. Cohen, Scott D. Stechman
Arbitrator(s): Eugene G. P. Byrne, Nancy Kramer, Andrew Joseph Donovan
Hearing Site: New York, NY
| | $0 |
| 14-01945 | 04/13/2015 | Claimant(s): Cheryl Caiazza, Gerald Abatemarco, III, Michael Tillman, Anthony Caiazza IRA, Bryan Gelman IRA, Eric Gelman IRA, Gerald Abatemarco IRA, Lynn Gelman IRA, Nancy Abatemarco IRA, Preston Gelman IRA, Anthony Caiazza and Cheryl Caiazza, Eric Gelman and Lynn Gelman, Gerald Abatemarco & Nancy Abatemarco, Joseph Gallina and Diane Gallina, Steven Tillman and Penny Tillman, ASB Profit Sharing Plan U/A DTD 9/1/85, A&A Brake Service Retirement Trust`
Claimant Lawyers(s): Martin P. Hunger
Respondent(s): Scottrade Inc.
Respondent Lawyers(s): Niels P. Murphy
Arbitrator(s): Julian F. Santos, Alvin Green, Nancy Kramer
Hearing Site: New York, NY
| | Dismissed by Rule 12504 |
| 12-03020 | 04/13/2015 | Claimant(s): Mark Ginsberg
Claimant Lawyers(s): Loretta M. Gastwirth
Respondent(s): Maziar Shams, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): John P. Bevilacqua
Arbitrator(s): Susan C. Lushing, Nancy Kramer, Harrison Johnson
Hearing Site: New York, NY
| | $0 |
| 13-02985 | 06/20/2014 | Claimant(s): Ehud Arad, A.N.R. Investment Company Ltd.
Claimant Lawyers(s): David E. Bamberger
Respondent(s): HSBC Securities (USA) Inc.
Respondent Lawyers(s): Bradford D. Kaufman
Arbitrator(s): Selma Moy, Nancy Kramer, Ann P. Bruch
Hearing Site: New York, NY
| | Dismissed by Rule 12504 |
