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FINRA Awards for Fidelity Brokerage Services LLC

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Displaying 241-248 out of 248 results
Case Number Award Date Case Summary Customer Case? Amount Granted
08-0125912/31/2008Claimant(s): Gary Nanos
Claimant Lawyers(s): Bob Nanos
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Paula M. McmManus
Arbitrator(s): Charles G. Michaels
Hearing Site: Denver, CO
Checkmark Icon$1,922
08-0122311/26/2008Claimant(s): Arnold Allan
Claimant Lawyers(s): Arnold Michael Allan
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Erin K. Fair
Arbitrator(s): Robin Lynn Berry
Hearing Site: Reno, NV
Checkmark Icon$0
08-0141411/26/2008Claimant(s): Clarence Rinderle
Claimant Lawyers(s): Clarence G. Rinderle
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Diane M. Brown
Arbitrator(s): Gary P. Price
Hearing Site: Indianapolis, IN
Checkmark Icon$325
07-0345008/15/2008Claimant(s): Gary Marsico, Gary W. Marsico, IRA
Claimant Lawyers(s): Robert W. Goehring
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Melissa Hegger Shea
Arbitrator(s): Clifford E. Marstiller, Michael R. Stabile, Robert G. Geeseman
Hearing Site: Pittsburgh, PA
Checkmark Icon$225
07-0257306/12/2008Claimant(s): Jack Kriegsman
Claimant Lawyers(s): Jack Kriegsman
Respondent(s): Ernest Ciaccio, Fidelity Brokerage Services LLC
Respondent Lawyers(s): Melissa Hegger Shea
Arbitrator(s): Kenneth E. Owen
Hearing Site: Los Angeles, CA
Checkmark Icon$0
07-0280603/28/2008Claimant(s): Jennifer Coradi
Claimant Lawyers(s): Jennifer Coradi
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Susan Nock
Arbitrator(s): Joe Carroll Thomas
Hearing Site: Columbia, SC
Checkmark Icon$0
06-0322611/15/2007Claimant(s): Alisa Gabriel
Claimant Lawyers(s): Bruce E. Baldinger
Respondent(s): John Arena, Fidelity Brokerage Services LLC, Fidelity Investment Co., Fidelity Service Company., Strategic Advisors.
Respondent Lawyers(s): Matthew Farley
Arbitrator(s): Sheldon M. Finkelstein, C. Anthony Bell, Joseph H. Cerame
Hearing Site: Newark, NJ
Checkmark Icon$0
05-0639309/19/2007Claimant(s): Ernest S. Matthews
Claimant Lawyers(s): Christopher M. Pilkerton
Respondent(s): John Lowe, Fidelity Brokerage Services LLC
Respondent Lawyers(s): Cameron S. Matheson
Arbitrator(s): William S. Tagerman, Arnold M. Marrow, Michael Jay Rich
Hearing Site: Boston, MA
Checkmark Icon$0

248 Results

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