| 18-00952 | 08/16/2018 | Claimant(s): Ganpu Ying
Claimant Lawyers(s): Ganpu Ying
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Noah D. Sorkin
Arbitrator(s): Brenda J. Stovall
Hearing Site: Baltimore, MD
|  | $0 |
| 17-01568 | 06/20/2018 | Claimant(s): Howard Weissberg, Howard Weissberg IRA, Sheila Weissberg IRA, Sheila and Howard Weissberg
Claimant Lawyers(s): Thomas J. Romans
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Erin K. Fair
Arbitrator(s): Michael H. DuBoff
Hearing Site: Newark, NJ
| | $32,881 |
| 16-02503 | 06/04/2018 | Claimant(s): Brent Adkison, Joan Adkison
Claimant Lawyers(s): William E. Goodwin
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Sarah K. Yates
Arbitrator(s): Kenneth R. Starr, Thomas Joseph Atkinson, Ralph O. Bolt
Hearing Site: New Orleans, LA
| | $0 |
| 17-03477 | 06/01/2018 | Claimant(s): Karen Kennedy
Claimant Lawyers(s): Karen A. Kennedy
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Noah D. Sorkin
Arbitrator(s): Kenneth J. Horowitz
Hearing Site: Newark, NJ
| | $213 |
| 17-02353 | 05/16/2018 | Claimant(s): Frank Iosso Jr, Marie G. Iosso et al.
Claimant Lawyers(s): Frank Iosso
Respondent(s): Daniel Magier, Fidelity Brokerage Services LLC
Respondent Lawyers(s): Joel M. Everest
Arbitrator(s): Robert E. Anderson, Annamaria Boccia Smith, Morton S. Bunis
Hearing Site: Newark, NJ
| | Expungement |
| 17-02565 | 04/19/2018 | Claimant(s): Gary Barnbaum
Claimant Lawyers(s): Gary M. Barnbaum
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Scott E. Rahn
Arbitrator(s): Edward A. Trabin
Hearing Site: Los Angeles, CA
| | $0 |
| 17-00422 | 03/22/2018 | Claimant(s): Hui Liao
Claimant Lawyers(s): Hui Z. Liao
Respondent(s): Andrew Flessel, Matthew Fraser, Melanie Hart, Fidelity Brokerage Services LLC, National Financial Services LLC
Respondent Lawyers(s): Joshua D. Jones, Kevin W. Clancy
Arbitrator(s): Michael J. McNeil, Susan E. Maloney, Peter M Cosel
Hearing Site: Boston, MA
| | $0 |
| 17-00773 | 02/27/2018 | Claimant(s): St. Anel Saint-Vilus
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Joel M. Everest
Arbitrator(s): Clive I. Morrick, Harrison Johnson
Hearing Site: New York, NY
| | $0 |
| 17-01683 | 12/14/2017 | Claimant(s): Howard Puro
Claimant Lawyers(s): Howard Puro
Respondent(s): Christopher Mulville, Matthew Kirby, Fidelity Brokerage Services LLC
Respondent Lawyers(s): Kimberly Stone
Arbitrator(s): Harvey Barrison
Hearing Site: New York, NY
| | $175 |
| 16-03306 | 11/14/2017 | Claimant(s): Jules Gerding, Karen Gerding
Claimant Lawyers(s): Scott L. Silver
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Joel M. Everest
Arbitrator(s): William H. Fleece, Kenneth R. Starr, Brian Michael Kane
Hearing Site: Jacksonville, FL
| | Expungement |
