| 20-04065 | 01/12/2022 | Claimant(s): Steven Swanson
Claimant Lawyers(s): Jason S. Haselkorn
Respondent(s): Infinity Financial Services
Respondent Lawyers(s): Alan M. Wolper
Arbitrator(s): James E. Bartels
Hearing Site: Seattle, WA
|  | $0 |
| 19-01802 | 11/12/2021 | Claimant(s): Jennifer Lona, Philip Lane
Claimant Lawyers(s): Mark K. Davis
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): James J. Vihstadt
Arbitrator(s): Katherine Hendricks
Hearing Site: Seattle, WA
| | $34,875 |
| 21-01256 | 10/07/2021 | Claimant(s): Jon Andrewjeski
Claimant Lawyers(s): Jon Andrewjeski
Respondent(s): Michael Blumer, Michael Leahy
Respondent Lawyers(s): Michael Christopher Blumer, Michael Leahy
Arbitrator(s): Bert P. Krages
Hearing Site: Seattle, WA
| | $48,600 |
| 20-03580 | 09/23/2021 | Claimant(s): Clifford Moon
Claimant Lawyers(s): Kevin P. Krupnick
Respondent(s): Yousuf Saljooki
Respondent Lawyers(s): Yousuf Saljooki
Arbitrator(s): James E. Bartels
Hearing Site: Seattle, WA
| | $34,185 |
| 19-03250 | 03/26/2021 | Claimant(s): Benjamin Capdevielle, Brandon Ehrlich, Bryce Dawson, Carol Hilton, Carrie Miller, Christine Eason, David Miller, Diana Naramore, Emilie Dawson, Eugene Rogers, Gary Wyatt, Holly Robinson, Ian Hilton, Irene Leon Guerrero, Joann LaCanfora, Martha Wyatt, Nadine Dawson, Natasha Ehrlich, Pamela Apt, Patricia Hamilton, Peter Leon Guerrero, Robert LaCanfora, Shannon McQuery, Stephen Apt, Stephen Naramore, Tony Eason
Claimant Lawyers(s): John A. Bender, Timothy B. Fitzgerald
Respondent(s): Charles Schwab & Co.., Interactive Brokers LLC
Respondent Lawyers(s): David Luger, Kevin H. Lewis
Arbitrator(s): Katherine H. O'Neil, David Gonzalez, Frederick Allan Kaseburg
Hearing Site: Seattle, WA
| | $4,646,560 |
| 19-02917 | 02/22/2021 | Claimant(s): Sarah Ihrie
Claimant Lawyers(s): Mark C. Santi
Respondent(s): Interactive Brokers LLC, Vita Intellectus
Respondent Lawyers(s): David Luger, Joshua Label
Arbitrator(s): G. E. Craig Doupe, John M. Casey, David E. Crowe
Hearing Site: Seattle, WA
| | $639,000 |
| 19-02015 | 03/17/2020 | Claimant(s): Raymond James Financial Services.
Claimant Lawyers(s): J. Scott Pritchard
Respondent(s): Karin Berkholtz
Respondent Lawyers(s): Karin Berkholtz
Arbitrator(s): Jonathan W. Kaiser, James F. Zotter, Donald H. Mullins
Hearing Site: Seattle, WA
| | $418,600 |
| 18-01781 | 03/06/2020 | Claimant(s): Steve Carver IRA
Claimant Lawyers(s): Jeffrey S. Eisenberg
Respondent(s): Francis Lorenzo, Gregg Lorenzo, Charles Vista LLC
Respondent Lawyers(s): Francis Vincent Lorenzo, Gregg Lorenzo, Robyn D. Paster
Arbitrator(s): Charles Scott McClellan, Chris Robert Youtz, Sandra Palmer
Hearing Site: Seattle, WA
| | $0 |
| 19-02719 | 01/22/2020 | Claimant(s): Ryan Carlson
Claimant Lawyers(s): Craig A. Riha
Respondent(s): Richard Brown
Respondent Lawyers(s): Richard Lyndon Brown
Arbitrator(s): G. E. Craig Doupe
Hearing Site: Seattle, WA
| | $70,570 |
| 19-01053 | 11/18/2019 | Claimant(s): Tastyworks.
Claimant Lawyers(s): John Muldoon
Respondent(s): CC Research
Respondent Lawyers(s): Joseph Koroki
Arbitrator(s): David William Hickman
Hearing Site: Seattle, WA
| | $37,392 |
