| 19-03738 | 08/30/2021 | Claimant(s): Evan K. Halperin Revocable Living Trust
Claimant Lawyers(s): Barry A. Furman
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Mauricio Beugelmans
Arbitrator(s): William G. Binckes, Annamaria Boccia Smith, Hashim Ghadiali
Hearing Site: New York, NY
|  | $0 |
| 19-02822 | 08/06/2021 | Claimant(s): Constantine Cristo
Claimant Lawyers(s): Constantine Gus Cristo
Respondent(s): Charles Schwab & Co.., Charles Schwab Bank, Charles Schwab Corporation, Charles Schwab Investment Management Inc, Schwab Holdings.
Respondent Lawyers(s): Stacey M. Garrett
Arbitrator(s): Robert Rosen, Sally G. Williams, Thomas L. Marshall
Hearing Site: San Diego, CA
| | $0 |
| 19-02889 | 08/03/2021 | Claimant(s): Alioune Thiam
Claimant Lawyers(s): Alioune Thiam
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Gregory M. Scanlon
Arbitrator(s): Frederick Ramos, Grant D. Sanders, Dana Roberts
Hearing Site: Minneapolis, MN
| | $0 |
| 19-01459 | 07/15/2021 | Claimant(s): PGPG LLC
Claimant Lawyers(s): Jeffrey N. Goldberg
Respondent(s): Charles Schwab & Co.., Charles Schwab Futures.
Respondent Lawyers(s): Joseph L. Siders
Arbitrator(s): Olivia J. Valentine, Michael R. Diliberto, Brenda Lee James
Hearing Site: Los Angeles, CA
| | Expungement |
| 21-00124 | 07/14/2021 | Claimant(s): Charles Schwab & Co..
Claimant Lawyers(s): Jonathan D Berg
Respondent(s): Thanh Nguyen
Respondent Lawyers(s): Thanh Nguyen
Arbitrator(s): Thomas A. Martin
Hearing Site: Houston, TX
| | $0 |
| 19-01545 | 06/30/2021 | Claimant(s): Eleven Stones, L.P.
Claimant Lawyers(s): W. Barry Blum
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Stacey M. Garrett
Arbitrator(s): Herbert N. Ladenheim, Kevin A. Llinas, Robert Lawrence Ostrov
Hearing Site: Boca Raton, FL
| | $0 |
| 20-02648 | 06/25/2021 | Claimant(s): Charles Schwab & Co..
Claimant Lawyers(s): Garrett R. Wynne
Respondent(s): Clayton Wilson
Respondent Lawyers(s): Clayton Wilson
Arbitrator(s): Langdon T. Owen
Hearing Site: Denver, CO
| | $0 |
| 19-03548 | 06/22/2021 | Claimant(s): Jefferson Davis
Claimant Lawyers(s): Thomas P. Willcutts
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Anya N. Thepot
Arbitrator(s): Samuel H. Chorches
Hearing Site: Providence, RI
| | $0 |
| 20-04192 | 06/01/2021 | Claimant(s): James Abonyi
Claimant Lawyers(s): James M. Abonyi
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Garrett R. Wynne
Arbitrator(s): Barbara M. Zak
Hearing Site: San Diego, CA
| | $88 |
| 21-00035 | 05/28/2021 | Claimant(s): Robert Webb
Claimant Lawyers(s): Robert V. Webb
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Gregory M. Scanlon
Arbitrator(s): Frederick Ramos
Hearing Site: Minneapolis, MN
| | $0 |
