21-02041 | 05/02/2023 | Claimant(s): Eda Lee Haas, Julia Berg, Phillip Haas, Sandra Gollofon, Susan Meyers Claimant Lawyers(s): Duncan E Manville Respondent(s): Charles Schwab & Co.., Interactive Brokers LLC Respondent Lawyers(s): Christopher A. Stecher, David Luger Arbitrator(s): Elwood C. Avery, Cheung David Chhieng, Katherine L Sidener Hearing Site: Seattle, WA
| | $0 |
22-00807 | 03/27/2023 | Claimant(s): Edward McCoy, Shirley McCoy Claimant Lawyers(s): Edward A. McCoy Respondent(s): Charles Schwab & Co.., TD Ameritrade. Respondent Lawyers(s): Jennifer A. Stevens Arbitrator(s): Michael S. Matek, Mark S. Foster, Susan Baker Teson Hearing Site: Kansas City, MO
| | $300 |
21-01288 | 03/13/2023 | Claimant(s): Robert Thompson Claimant Lawyers(s): Robert Brendan Thompson Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Eric A. Michaels Arbitrator(s): Gary B. Deutsch, Michael Alan Ellis, Laurie Ann Malone Hearing Site: Cleveland, OH
| | $37,000 |
22-02345 | 02/28/2023 | Claimant(s): John and Christine Stewart Claimant Lawyers(s): Christine Stewart Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Joseph L. Siders Arbitrator(s): Laura A. Kaster Hearing Site: Washington, DC
| | $19 |
20-02864 | 02/07/2023 | Claimant(s): Dominic Ismert, Ismert, OBO his DSGND Benefit Plan/TOD Claimant Lawyers(s): Jason Haselkorn Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Gordon C. Young Arbitrator(s): Henry R Cox, Lawrence R. Maxwell, Nancy S. Brown Hearing Site: Kansas City, MO
| | $144,425 |
21-02261 | 02/06/2023 | Claimant(s): Rahim Jiwa Claimant Lawyers(s): Ryan Cook Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Gordon C. Young Arbitrator(s): Jacqueline R. Fox, Denise Ereka Peterson, Vincent Vereen Hearing Site: Houston, TX
| | Expungement |
21-02549 | 02/02/2023 | Claimant(s): Steven Howell Claimant Lawyers(s): Michael Hill Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Stacey M. Garrett Arbitrator(s): Mark C. Perry, Alessandra Piras Torrens, Danielle Dudai Hearing Site: Boca Raton, FL
| | $0 |
21-01693 | 12/23/2022 | Claimant(s): Guohua Wang Claimant Lawyers(s): Andrew W. Robertson Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Mark T. Drooks Arbitrator(s): Kirtley M. Thiesmeyer, Michael Lawrence Chappell, Aaron Nathan Shechet Hearing Site: Los Angeles, CA
| | $0 |
20-02670 | 12/22/2022 | Claimant(s): Moody National DST Sponsor Claimant Lawyers(s): Douglas A. Daniels Respondent(s): Charles Schwab & Co.., Zachariah Bickers Respondent Lawyers(s): Jack D. Ballard Arbitrator(s): Stephanie E. Simmons, William Guy Arnot, Stephen Neil Foster Hearing Site: Houston, TX
| | $0 |
22-01747 | 12/15/2022 | Claimant(s): Paul Weiland Claimant Lawyers(s): Paul J. Weiland Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Joseph L. Siders Arbitrator(s): Barbara Black Hearing Site: Raleigh, NC
| | $88 |