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FINRA Awards for Charles Schwab & Co..

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Displaying 91-100 out of 395 results
Case Number Award Date Case Summary Customer Case? Amount Granted
20-0174312/10/2020Claimant(s): Bryan Andersen
Claimant Lawyers(s): Bryan C. Andersen
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Greg Scanlon
Arbitrator(s): Rafael A. Porrata-Doria
Hearing Site: Philadelphia, PA
Checkmark Icon$38
20-0108210/02/2020Claimant(s): Gary Black
Claimant Lawyers(s): Gary Black
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Joseph L. Siders
Arbitrator(s): Marilee Roberg
Hearing Site: Chicago, IL
Checkmark Icon$0
20-0121609/28/2020Claimant(s): William McAndrew
Claimant Lawyers(s): William H. McAndrew
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Garrett R. Wynne
Arbitrator(s): Richard P. Regan
Hearing Site: Washington, DC
Checkmark Icon$213
20-0045406/22/2020Claimant(s): Charles Schwab & Co..
Claimant Lawyers(s): Garrett R. Wynne
Respondent(s): Rachel Heu
Respondent Lawyers(s): Rachel Heu
Arbitrator(s): Michael J. Meeusen
Hearing Site: Milwaukee, WI
Checkmark Icon$0
19-0197006/04/2020Claimant(s): Charles Schwab & Co..
Claimant Lawyers(s): Jonathan D. Berg
Respondent(s): Charles Rattley
Respondent Lawyers(s): Charles Kenneth Rattley
Arbitrator(s): Diane Ciccone, Thomas J. Dolina, Margaret Ann Dubil
Hearing Site: Baltimore, MD
Checkmark Icon$207,918
19-0379806/03/2020Claimant(s): Kent Burkhart
Claimant Lawyers(s): Kent W. Burkhart
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Raymond W. Henney
Arbitrator(s): Lee H. Goodman
Hearing Site: Detroit, MI
Checkmark Icon$0
19-0222904/02/2020Claimant(s): Susan Mesaros
Claimant Lawyers(s): Susan B. Mesaros
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Brandon K. Hemley
Arbitrator(s): Laura A. Kaster
Hearing Site: Philadelphia, PA
Checkmark Icon$0
18-0247101/10/2020Claimant(s): Margaret Bidgood
Claimant Lawyers(s): Jon A. Jacobson
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Anthony L. Valenzuela
Arbitrator(s): Barth Satuloff, Leonard Michael Cusano, Edward Alexander Jaffe
Hearing Site: Boca Raton, FL
Checkmark Icon$0
18-0382512/17/2019Claimant(s): Walter Bogart
Claimant Lawyers(s): Kyle Kulzer
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Joseph L. Siders
Arbitrator(s): Thomas Joseph Atkinson
Hearing Site: Columbia, SC
Checkmark Icon$0
18-0082211/26/2019Claimant(s): Barbara DeMary, Joseph Ehritz, Lee DeMary, Leo Mazotas, Marianne Ehritz, Michael Simmons, Sid Haffener
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Charles Schwab & Co.., Scottrade Inc., TD Ameritrade.
Respondent Lawyers(s): Gregory M. Scanlon, James J. Vihstadt
Arbitrator(s): Sidney J. Wartel, Denise Morris Hammond, Tyrone Nathaniel Watson
Hearing Site: Orlando, FL
Checkmark Icon$0

395 Results

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