| 21-02779 | 03/12/2024 | Claimant(s): Philomena McCloskey, Philomena McCloskey IRA
Claimant Lawyers(s): Matthew Thibaut
Respondent(s): David Lerner Associates.
Respondent Lawyers(s): Eugene L. Small
Arbitrator(s): Ronald Harris Kisner
Hearing Site: New York, NY
|  | $0 |
| 21-01271 | 01/26/2024 | Claimant(s): Katharine Constable
Claimant Lawyers(s): Andrew D. O'Toole
Respondent(s): Frank Epinger, J.P. Morgan Securities, Jacqueline Rahn, Jonathan Galan, Trevor Rahn
Respondent Lawyers(s): David Harrison, Dexter B. Johnson, Eugene L. Small, Michael M. Wilson
Arbitrator(s): Diane Ciccone, Steven R. Rolnick, David Adams Reif
Hearing Site: Hartford, CT
| | Expungement |
| 22-00976 | 12/08/2023 | Claimant(s): Harriet Isecke, William Isecke, Harriet Isecke IRA, William Isecke IRA
Claimant Lawyers(s): Matthew N. Thibaut
Respondent(s): David Lerner Associates.
Respondent Lawyers(s): Eugene L. Small
Arbitrator(s): John A. Scudiero, Edith M. Novack, Emily Diamond
Hearing Site: Jersey City, NJ
| | Expungement |
| 22-00302 | 07/12/2022 | Claimant(s): Rita Greenstein
Claimant Lawyers(s): Steven A. Gelfand
Respondent(s): David Lerner Associates., Daniel Lerner
Respondent Lawyers(s): Eugene L. Small
Arbitrator(s): Albert Rizzo
Hearing Site: New York, NY
| | $23,480 |
| 19-00999 | 03/05/2021 | Claimant(s): Emily Sandusky
Claimant Lawyers(s): Richard Gerace
Respondent(s): David Lerner Associates., Jeffrey Zelka
Respondent Lawyers(s): Eugene L. Small
Arbitrator(s): Louis P. Wagman
Hearing Site: Philadelphia, PA
| | Expungement |
| 20-00634 | 07/22/2020 | Claimant(s): Ashley Desilets
Claimant Lawyers(s): Ashley N. Desilets
Respondent(s): David Lerner Associates., Maxim Tulupnikoff
Respondent Lawyers(s): Eugene L. Small
Arbitrator(s): Mitchell Regenbogen
Hearing Site: New York, NY
| | $0 |
| 17-00887 | 06/24/2019 | Claimant(s): Paul Schneider
Claimant Lawyers(s): Barry M. Bordetsky
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Eugene L. Small
Arbitrator(s): Elena G. Rodriguez, Will Murphy, Daniel Nathan Schatz
Hearing Site: Boca Raton, FL
| | $94,000 |
| 12-03528 | 04/26/2016 | Claimant(s): Jennifer Palladino, Joseph Palladino, Susan Palladino, Susan and Joseph Palladino
Claimant Lawyers(s): Joseph M. Burke
Respondent(s): David Lerner Associates., Michael Norton
Respondent Lawyers(s): Eugene L. Small
Arbitrator(s): Richard W. Sachse, William E. Nuckel, John J. Vesey
Hearing Site: New York, NY
| | Expungement |
| 14-01258 | 11/04/2015 | Claimant(s): Cyrus Tabaz
Claimant Lawyers(s): Geoffrey G Melkonian
Respondent(s): Bradley Chier, J.P. Morgan Securities Inc.
Respondent Lawyers(s): Eugene L. Small
Arbitrator(s): Howard A. Emirhanian, Mark S. Priver, Andrew M. Mintzer
Hearing Site: Los Angeles, CA
| | $0 |
| 13-01542 | 03/23/2015 | Claimant(s): Donna Ross
Claimant Lawyers(s): David M. White
Respondent(s): David Lerner Associates., David Lerner, Geoffrey Von Der Linden, Martin Lerner
Respondent Lawyers(s): Eugene L. Small
Arbitrator(s): Anna M. Fanelli
Hearing Site: New York, NY
| | Expungement |
