| 14-01847 | 04/29/2015 | Claimant(s): Michael McGraw
Claimant Lawyers(s): Sara E. Hanley
Respondent(s): Peter Bruno, Wall Street Money Center Corp.
Respondent Lawyers(s): Peter Bruno
Arbitrator(s): Monica I. Salis
Hearing Site: Boca Raton, FL
|  | $125,000 |
| 13-00463 | 04/16/2015 | Claimant(s): Loveda Anderson
Claimant Lawyers(s): William M. Winkel
Respondent(s): Barbara Zech, Morgan Stanley
Respondent Lawyers(s): Timothy B. Atkins
Arbitrator(s): Stuart Harvey Ziegler
Hearing Site: Boca Raton, FL
| | Expungement |
| 13-03012 | 04/07/2015 | Claimant(s): Hilary Musser, Cooper Management Co.
Claimant Lawyers(s): Steven M. Coren
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Barclays Capital Inc.
Respondent Lawyers(s): Coren H. Stern, Julie W. Portera
Arbitrator(s): Will Murphy, Harold S. Stern, Joseph Michael Librie
Hearing Site: Boca Raton, FL
| | Expungement |
| 13-03248 | 04/02/2015 | Claimant(s): Carol Bonner
Claimant Lawyers(s): Carol Bonner
Respondent(s): Daniel Mignone
Respondent Lawyers(s): Daniel Richard Mignone
Arbitrator(s): A. George Saks, David P. Slater, Edward R. Niederriter
Hearing Site: Boca Raton, FL
| | $150,250 |
| 13-01678 | 03/25/2015 | Claimant(s): James P. Barry Flite Trust dtd 12/31/01
Claimant Lawyers(s): Robert J. Harvey
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Angela A. Turiano
Arbitrator(s): Martin M. Van Luven, Marvin S. Lava, Sidney Turner
Hearing Site: Boca Raton, FL
| | Expungement |
| 13-03713 | 03/06/2015 | Claimant(s): Dawn Marie Fox Amended & Restated
Claimant Lawyers(s): Scott D. Hirsch
Respondent(s): Investacorp.
Respondent Lawyers(s): Gregg J. Breitbart
Arbitrator(s): Roy B. Gonas, Gary M. Landau, George G. Kurschner
Hearing Site: Boca Raton, FL
| | Dismissed by Rule 12206 |
| 13-03747 | 03/03/2015 | Claimant(s): Charlie Boyd
Claimant Lawyers(s): Richard A. Stephens
Respondent(s): Garden State Securities.
Respondent Lawyers(s): David Hirschberg
Arbitrator(s): Richard W. Epstein
Hearing Site: Boca Raton, FL
| | $600 |
| 13-01817 | 02/20/2015 | Claimant(s): Sadie's Surprise
Claimant Lawyers(s): Gary Menzer
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Randi Perry Spallina
Arbitrator(s): James W. Geiger
Hearing Site: Boca Raton, FL
| | Expungement |
| 13-00764 | 02/12/2015 | Claimant(s): David Idas
Claimant Lawyers(s): William R. Ponsoldt
Respondent(s): Michael Blankenship, Michael Yost, Janney Montgomery Scott LLC
Respondent Lawyers(s): Paula D. Shaffner
Arbitrator(s): Marc S. Piven, Steven Gerard Goerke, Herbert Branitsky
Hearing Site: Boca Raton, FL
| | $547,432 |
| 14-01072 | 02/12/2015 | Claimant(s): Efrosini Barish
Claimant Lawyers(s): Stephen D. Barish
Respondent(s): Park Avenue Securities LLC, Securian Financial Services.
Respondent Lawyers(s): Matthew D. Klafter, Neil S. Baritz
Arbitrator(s): Charles Hoffman
Hearing Site: Boca Raton, FL
| | $18,600 |
