| 14-02429 | 09/19/2016 | Claimant(s): William Langfan
Claimant Lawyers(s): William K. Langfan
Respondent(s): Citigroup Global Markets., Morgan Stanley, Scott Sade
Respondent Lawyers(s): George D. Sullivan, Peter B. King
Arbitrator(s): Allen Kilik, Lisa Marie Macci, Steven G. Montesi
Hearing Site: Boca Raton, FL
|  | Expungement |
| 15-01983 | 09/16/2016 | Claimant(s): Jonette Lindberg
Claimant Lawyers(s): Jonette Lindberg
Respondent(s): Jean Couturier, J.P. Morgan Securities
Respondent Lawyers(s): Patrick King
Arbitrator(s): Kimberly A. Gilmour, Alise Johnson, Robert Eugene Doyle
Hearing Site: Boca Raton, FL
| | Expungement |
| 15-03491 | 09/09/2016 | Claimant(s): Athalie G. Silverberg Revocable Trust
Claimant Lawyers(s): Todd L. Silverberg
Respondent(s): The GMS Group
Respondent Lawyers(s): David W. Schmidt
Arbitrator(s): David P. Slater
Hearing Site: Boca Raton, FL
| | $18,382 |
| 14-03827 | 09/01/2016 | Claimant(s): Renee Kelsch
Claimant Lawyers(s): Jared A Levy
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Patricia Cowart
Arbitrator(s): Bruce K. Isenberg, Herbert Branitsky, Harry Albirt
Hearing Site: Boca Raton, FL
| | Expungement |
| 15-03296 | 09/01/2016 | Claimant(s): Sam Askanazi, with
Claimant Lawyers(s): Jeffrey Askanazi
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Joel M. Everest
Arbitrator(s): George G. Kurschner, Gilbert A. Schnirman, Mark A Bilawsky
Hearing Site: Boca Raton, FL
| | $0 |
| 15-00304 | 08/19/2016 | Claimant(s): Jacob Zabara, Zabara Family 2012 Irrevocable Trust UAD
Claimant Lawyers(s): Ryon M. McCabe
Respondent(s): FMSBonds.
Respondent Lawyers(s): Sydney A. Marks
Arbitrator(s): Diane M. Perry, Roy B. Gonas, Edward R. Niederriter
Hearing Site: Boca Raton, FL
| | $218,600 |
| 12-03077 | 08/12/2016 | Claimant(s): Debra Quinn, P. Quinn, P. Daniel Quinn and Debra R. Quinn
Claimant Lawyers(s): Bradford M. Gucciardo
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Alejandro Schwed
Arbitrator(s): Gary M. Landau, Daniel P. Lund, Donald Theodore Ryce
Hearing Site: Boca Raton, FL
| | Expungement |
| 15-00930 | 08/03/2016 | Claimant(s): Alan Greenspan
Claimant Lawyers(s): Lars K. Soreide
Respondent(s): FMSBONDS.
Respondent Lawyers(s): Sydney A. Marks
Arbitrator(s): Steven Ira Weinberger, James W. Geiger, Sydney E. Blum
Hearing Site: Boca Raton, FL
| | Stipulated Award |
| 15-03148 | 07/28/2016 | Claimant(s): James Dolson
Claimant Lawyers(s): Gary Menzer
Respondent(s): FMSBonds.
Respondent Lawyers(s): Sydney A. Marks
Arbitrator(s): Bonnie A. Pearce
Hearing Site: Boca Raton, FL
| | $0 |
| 16-00620 | 07/22/2016 | Claimant(s): Alan Schlesinger
Claimant Lawyers(s): Alan Schlesinger
Respondent(s): Interactive Brokers LLC
Respondent Lawyers(s): Jason O. Billy
Arbitrator(s): Bruce K. Isenberg
Hearing Site: Boca Raton, FL
| | $0 |
