| 19-03148 | 12/22/2021 | Claimant(s): Scort, C.A.
Claimant Lawyers(s): Lars Soreide
Respondent(s): Morgan Stanley, Paquita Holder
Respondent Lawyers(s): Christopher M. Sacco
Arbitrator(s): Mark C. Perry, Daniel Joseph Chiodo, Mary C. Walsh
Hearing Site: Boca Raton, FL
|  | Expungement |
| 21-00686 | 12/22/2021 | Claimant(s): Ronald Waselenchuk
Claimant Lawyers(s): Teresa Verges
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Irisa Chen
Arbitrator(s): Andrea R. Jacobs
Hearing Site: Boca Raton, FL
| | Expungement |
| 18-02720 | 12/09/2021 | Claimant(s): John Mitchell Marmaduke Revocable Living
Claimant Lawyers(s): Mark S. Simms
Respondent(s): Credit Suisse Securities (USA) LLC
Respondent Lawyers(s): Allan N. Taffet
Arbitrator(s): James W. Geiger, Joseph Benalt, Gregory Richard Barthelette
Hearing Site: Boca Raton, FL
| | $150,000 |
| 21-01499 | 12/06/2021 | Claimant(s): Mark Marandino
Claimant Lawyers(s): Eleanor M Samuels
Respondent(s): Manya Lowman
Respondent Lawyers(s): Manya Lowman
Arbitrator(s): Robert Steven Haught, Robert J Mayer, Joshua Byrne Spector
Hearing Site: Boca Raton, FL
| | Expungement |
| 21-00833 | 12/02/2021 | Claimant(s): Lisa Drew, Trustee, PR, & Individually
Claimant Lawyers(s): Josh M. Rubens
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Joseph C. Coates
Arbitrator(s): Erika Deutsch Rotbart, Erika-Rae M Harvey, Christopher William Pole
Hearing Site: Boca Raton, FL
| | settlement |
| 19-02616 | 11/23/2021 | Claimant(s): Allen Papir
Claimant Lawyers(s): Randall Place
Respondent(s): Hennion & Walsh.
Respondent Lawyers(s): Jennifer Woods Burke
Arbitrator(s): R Lee Britton, Will Murphy, Donna Greenspan Solomon
Hearing Site: Boca Raton, FL
| | Expungement |
| 19-00637 | 11/17/2021 | Claimant(s): Linda Stack
Claimant Lawyers(s): Kristian Kraszewski
Respondent(s): NewBridge Securities Corp.
Respondent Lawyers(s): Gregg J. Breitbart
Arbitrator(s): Gary M. Landau, Gerald Silverman, Leon H. Tracy
Hearing Site: Boca Raton, FL
| | Expungement |
| 20-01124 | 11/16/2021 | Claimant(s): Curtis D. Hertel Rev Liv Trust
Claimant Lawyers(s): Kristian Kraszewski
Respondent(s): Sandlapper Securities
Respondent Lawyers(s): Trevor L. Gordon
Arbitrator(s): Michael Lau, Melanie S. Cherdack, Maria Rosa Scalone
Hearing Site: Boca Raton, FL
| | $205,488 |
| 20-02377 | 11/08/2021 | Claimant(s): Michael Robinson
Claimant Lawyers(s): Neil A. Sussman
Respondent(s): Jeffrey Kemp, Janney Montgomery Scott LLC
Respondent Lawyers(s): Theodore R. Snyder
Arbitrator(s): Martin A. Feigenbaum, Lawrence S. Silver, Marvin S. Lava
Hearing Site: Boca Raton, FL
| | Expungement |
| 20-00275 | 10/29/2021 | Claimant(s): Michal Marczyk
Claimant Lawyers(s): Jon A. Jacobson
Respondent(s): Lime Brokerage
Respondent Lawyers(s): James L. Kopecky
Arbitrator(s): Seth L. Finkel, Justin M. Moore, Jeff Cappelletti
Hearing Site: Boca Raton, FL
| | $0 |
