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FINRA Awards for Gregory Richard Barthelette

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Case Number Award Date Case Summary Customer Case? Amount Granted
18-0272012/09/2021Claimant(s): John Mitchell Marmaduke Revocable Living
Claimant Lawyers(s): Mark S. Simms
Respondent(s): Credit Suisse Securities (USA) LLC
Respondent Lawyers(s): Allan N. Taffet
Arbitrator(s): James W. Geiger, Joseph Benalt, Gregory Richard Barthelette
Hearing Site: Boca Raton, FL
Checkmark Icon$150,000

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