| 16-02659 | 06/08/2017 | Claimant(s): Eilleen Wogan, Lisa Wogan
Claimant Lawyers(s): Adam Gana
Respondent(s): Questar Capital Corporation
Respondent Lawyers(s): Jeffrey D. Hedlund
Arbitrator(s): Katherine Hendricks, William W. Haskell, Stephen E. DeForest
Hearing Site: Seattle, WA
|  | Dismissed by Rule 12206 |
| 16-00652 | 05/04/2017 | Claimant(s): Gary Masi
Claimant Lawyers(s): Adam Gana
Respondent(s): Longship Alternative Asset Management, Tradition Asiel Securities Inc.
Respondent Lawyers(s): Donald N. Cohen, Martin P. Unger
Arbitrator(s): Steven R. Rolnick, Sean Michael Peoples, Mae A. Brudner
Hearing Site: Hartford, CT
| | Dismissed by Rule 12504 |
| 14-03759 | 04/27/2017 | Claimant(s): Steven Rakoff
Claimant Lawyers(s): Adam Gana
Respondent(s): HSBC Securities (USA) Inc.
Respondent Lawyers(s): Joseph C. Coates
Arbitrator(s): Robert J. Kheel, Madelyn A. Levy, Natalie Jennifer Bordeaux
Hearing Site: New York, NY
| | Expungement |
| 16-00707 | 04/20/2017 | Claimant(s): Michael Lebner, Patricia Lebner
Claimant Lawyers(s): Adam Gana
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Regina Pepe Martorana
Arbitrator(s): Ericka B. Gray, Denise L. Presley, Christopher William McHallam
Hearing Site: Boston, MA
| | Expungement |
| 15-02039 | 04/29/2016 | Claimant(s): Frances Cey, Gilbert Solomon, Judy Solomon, Ronald Cey
Claimant Lawyers(s): Adam Gana, Adam Weinstein
Respondent(s): First Allied Securities.
Respondent Lawyers(s): Valerie N. Gallo
Arbitrator(s): Joyce L. Hurley, Annette Gres Shepherd, Marvin B. Karelitz
Hearing Site: Los Angeles, CA
| | Expungement |
| 15-00943 | 02/09/2016 | Claimant(s): Beatrice Scheinbaum
Claimant Lawyers(s): Adam Gana
Respondent(s): RBC Capital Markets LLC, Metlife Investors Distribution Company
Respondent Lawyers(s): Penelope Taylor, Priscilla A. Donovan
Arbitrator(s): Sandra D. Parker, Leslie Ruth Nydick, Mitchell Regenbogen
Hearing Site: New York, NY
| | Expungement |
| 14-02533 | 07/08/2015 | Claimant(s): Selissia Edwards
Claimant Lawyers(s): Adam Gana
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Elizabeth M. Hill
Arbitrator(s): Robert Youdelman
Hearing Site: New York, NY
| | Expungement |
| 12-00680 | 08/21/2013 | Claimant(s): Patricia Santacroce
Claimant Lawyers(s): Adam Gana
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Michael Naccarato
Arbitrator(s): Sean Alan D'Amico
Hearing Site: Hartford, CT
| | Expungement |
| 12-00156 | 08/07/2013 | Claimant(s): Charles Roberts, Frank Rodriguez, Renee Swanston, Vera Jacobs, Joanne and Nichole Jelenek, Joseph and Sonia Fajar, Steven and Renee Parker
Claimant Lawyers(s): Adam Gana
Respondent(s): Robert Van Zandt
Respondent Lawyers(s): Robert Henry Van Zandt
Arbitrator(s): Harold Webb
Hearing Site: New York, NY
| | $2,827,540 |
| 10-00452 | 11/16/2010 | Claimant(s): Thomas Sparks
Claimant Lawyers(s): Adam Gana
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Teresa E. Adams
Arbitrator(s): Amy Seltzer
Hearing Site: Jackson, MS
| | $425 |
