| 18-03398 | 08/24/2020 | Claimant(s): George Wildrick
Claimant Lawyers(s): Frank Aiello
Respondent(s): Wells Fargo Clearing Services, Robert Lyons
Respondent Lawyers(s): Demian J. Betz
Arbitrator(s): Barry Goldman, Patrick R. Sughroue, Tracy L. Allen
Hearing Site: Detroit, MI
|  | $54,532 |
| 19-02888 | 03/16/2020 | Claimant(s): Louise Bloom
Claimant Lawyers(s): Louise Bloom
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Patrick S. Christensen
Arbitrator(s): Tracy L. Allen
Hearing Site: Des Moines, IA
| | $425 |
| 18-01381 | 02/12/2020 | Claimant(s): Jesse Erdle
Claimant Lawyers(s): Kenneth W. Africano
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): John Stewart
Arbitrator(s): Tracy L. Allen, Ralph L. Halpern, L. Paul Kehoe
Hearing Site: Buffalo, NY
| | $0 |
| 18-03519 | 01/06/2020 | Claimant(s): Barbara Remer, Vickie Kraszewski
Claimant Lawyers(s): W. Jay Brown
Respondent(s): Kriss Klaus, PFS Investments Inc.
Respondent Lawyers(s): Raymond W. Henney
Arbitrator(s): Tracy L. Allen, Erane C. Washington-Kendrick, Jo A. Irby
Hearing Site: Detroit, MI
| | $0 |
| 18-02445 | 12/19/2019 | Claimant(s): Robert Yanik, August & Helen Revocable Living Trust
Claimant Lawyers(s): Jason T. Albin
Respondent(s): LPL Financial LLC, Bradley Fischer
Respondent Lawyers(s): Eric A. Michaels
Arbitrator(s): Mauricio Kohn, Patrick R. Sughroue, Tracy L. Allen
Hearing Site: Detroit, MI
| | $0 |
| 18-02420 | 08/12/2019 | Claimant(s): Jill Morris
Claimant Lawyers(s): John L. Davis
Respondent(s): Edward Jones
Respondent Lawyers(s): Darren Goodman
Arbitrator(s): Tracy L. Allen
Hearing Site: Indianapolis, IN
| | $125 |
| 17-02998 | 08/07/2019 | Claimant(s): Rande Somma and Georgia Somma
Claimant Lawyers(s): Robert M. Sosin
Respondent(s): Robert W. Baird & Co. Incorporated
Respondent Lawyers(s): Alan J. Taylor
Arbitrator(s): Martin Brosnan, Tracy L. Allen, O'Neal Oliver Wright
Hearing Site: Detroit, MI
| | Expungement |
| 17-00106 | 07/23/2019 | Claimant(s): Woebbeking Enterprises, Ltd.
Claimant Lawyers(s): Jennifer Tarr
Respondent(s): Antonio Costanzo
Respondent Lawyers(s): Antonio Costanzo
Arbitrator(s): Tracy L. Allen
Hearing Site: Des Moines, IA
| | $84,475 |
| 17-02794 | 06/17/2019 | Claimant(s): Grace Meda
Claimant Lawyers(s): Terry M. Osgood
Respondent(s): Ernest Romer, Holly Maurer, Raymond Pett, Corecap Investments., P & R Capital LLC
Respondent Lawyers(s): Corporate President, Ernest Julius Romer, Raymond W. Henney, Steven Mellen
Arbitrator(s): Timothy J. Currier, Tracy L. Allen, JoAnn Marino
Hearing Site: Detroit, MI
| | Expungement |
| 16-02696 | 09/10/2018 | Claimant(s): Jane Steinman, Jane E Steinman IRA, Ruth Steinman Granddaughter IRR Trust, Ruth Steinman Granddaughter's Trust
Claimant Lawyers(s): Scott L. Silver
Respondent(s): Newport Coast Securities.
Respondent Lawyers(s): Kevin Lee
Arbitrator(s): Tracy L. Allen
Hearing Site: Cleveland, OH
| | $103,986 |
