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FINRA Awards for Barry Goldman

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Displaying 31-40 out of 52 results
Case Number Award Date Case Summary Customer Case? Amount Granted
13-0378204/15/2015Claimant(s): Charles Bumpus, Glenda Bumpus
Claimant Lawyers(s): Anthony V. Trogan
Respondent(s): Angela Moyer, Klassa, Swaggerty & Associates
Respondent Lawyers(s): Corporate Office, Edward A. Walton
Arbitrator(s): Barry Goldman
Hearing Site: Detroit, MI
Checkmark Icon$0
14-0052103/17/2015Claimant(s): Susan Pulice
Claimant Lawyers(s): John A. Hubbard
Respondent(s): Sarah Barish, Edward Jones
Respondent Lawyers(s): Paul Yarns
Arbitrator(s): Barry Goldman
Hearing Site: Detroit, MI
Checkmark Icon$0
12-0025503/06/2015Claimant(s): Newton Solomon, Newton Solomon IRA, Newton Solomon Trust
Claimant Lawyers(s): Lawrence J. Schloss
Respondent(s): Robert Gurvin, Ridgeway & Conger.
Respondent Lawyers(s): Kenneth F. Silver
Arbitrator(s): Barry Goldman, Earlene R. Baggett-Hayes, Robert Michael Dorman
Hearing Site: Detroit, MI
Checkmark Icon$378,000
12-0268208/25/2014Claimant(s): Milton Secor
Claimant Lawyers(s): Kristian P. Kraszewski
Respondent(s): Raymond Pett
Respondent Lawyers(s): Melvin G. Moseley
Arbitrator(s): Barry Goldman, Charlene Johnson, William Joseph Caprathe
Hearing Site: Detroit, MI
Checkmark IconExpungement
09-0288003/21/2014Claimant(s): A. Tyslan, Gloria Tyslan, U/T/A Dated June 2, 1966, U/T/A Dated September 21, 1992
Claimant Lawyers(s): Stephen M. Ryan
Respondent(s): Raymond James Financial Services., Richard Bone, Harbor Financial Services, Viking Asset Management.
Respondent Lawyers(s): Kelli Hartsook, Steven E. Mellen, The Company President
Arbitrator(s): Barry Goldman, William C. Alsover, Ronald Marvin Rothstein
Hearing Site: Detroit, MI
Checkmark Icon$0
12-0404701/27/2014Claimant(s): John Klesney
Claimant Lawyers(s): Anthony V. Trogan
Respondent(s): Alan Underberg, Jason Meyers, Thomas Sullivan, ICM Capital Markets Ltd., Lampert Capital Markets Inc.
Respondent Lawyers(s): Dennis J. Lavasseur, Jason M. Meyers
Arbitrator(s): Barry Goldman
Hearing Site: Detroit, MI
Checkmark Icon$35,000
12-0047010/04/2013Claimant(s): Greg Chandler
Claimant Lawyers(s): Collin H. Nyeholt
Respondent(s): Wells Fargo Advisors, Mark Tomas, Tomas Holdings., Wolverine Real Estate Partners
Respondent Lawyers(s): Mark L. Kowalsky, Nuviah Shirazi, Esq.
Arbitrator(s): Barry Goldman, Susan L. Currier, Lee Hornberger
Hearing Site: Detroit, MI
Checkmark IconExpungement
11-0205905/21/2013Claimant(s): Peter R. Hanson and Martha H. Hanson
Claimant Lawyers(s): Susan R. Healy
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): David J. Butler
Arbitrator(s): Barry Goldman, John F. Burns, Thomas Anthony Van Tiem
Hearing Site: Detroit, MI
Checkmark IconExpungement
11-0466703/11/2013Claimant(s): Bethany Bedtelyon
Claimant Lawyers(s): Anthony V. Trogan
Respondent(s): Chase Investment Services Corp.
Respondent Lawyers(s): Elizabeth M. Hill
Arbitrator(s): Barry Goldman
Hearing Site: Detroit, MI
Checkmark IconExpungement
10-0305207/30/2012Claimant(s): Isabel Giacomantonio, Isabel Giacomantonio IRA, Isabel Giacomantonio Trust dtd 10/13/09
Claimant Lawyers(s): Joseph S. Spiegel
Respondent(s): Wachovia Securities, Wells Fargo Advisors, Robert Morian
Respondent Lawyers(s): Janine M. Lucas
Arbitrator(s): Barry Goldman, Norman A. Samson, Benjamin A. Kerner
Hearing Site: Detroit, MI
Checkmark Icon$49,500

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