18-02757 | 05/10/2019 | Claimant(s): Anthony Markovic Claimant Lawyers(s): Anthony L. Markovic Respondent(s): Sterne, Agee & Leach. Respondent Lawyers(s): George D. Sullivan Arbitrator(s): Sandra Gale Behrle, David I. Goldblatt, Nunzio Garzino Hearing Site: New York, NY
| | Dismissed by Rule 12206/12504 |
15-03059 | 03/01/2019 | Claimant(s): Eyvgenyi Scherban, Ruslan Chtcherban, Yevgen Scherban, Estate of Nadejda Nikitinia, Estate of Yevgenyi A. Scherban Claimant Lawyers(s): George Lambert Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): David J. Libowsky Arbitrator(s): David I. Goldblatt, Rochelle Inger, Mark Cuccaro Hearing Site: New York, NY
| | $0 |
17-03338 | 07/19/2018 | Claimant(s): Michael Loesberg Claimant Lawyers(s): Jonathan E. Neuman Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): David I. Hantman Arbitrator(s): David I. Goldblatt Hearing Site: New York, NY
| | $0 |
13-01699 | 07/21/2017 | Claimant(s): Gayle Aschenbrenner, Patricia Zvonik Claimant Lawyers(s): Lawrence R. Gelber Respondent(s): Chandra Cardinale, Reuven Enterprises Securities Division Respondent Lawyers(s): Chandra Ann Cardinale, Pat Hassel Arbitrator(s): David I. Goldblatt, Adelfa Ann Lugo, John Nino Brenkovich Hearing Site: New York, NY
| | $1,581,530 |
16-02686 | 04/13/2017 | Claimant(s): Howard Shapiro, Iris Hahn, Marcia Shapiro Claimant Lawyers(s): David Edgar Bamberger Respondent(s): Ilan Preis Respondent Lawyers(s): Ilan Nathan Preis Arbitrator(s): David I. Goldblatt, Ellyn S. Roth, Thomas E. Mehrtens Hearing Site: New York, NY
| | $531,165 |
15-01617 | 04/07/2016 | Claimant(s): Helen Huber Claimant Lawyers(s): Dennis Huber Respondent(s): Wells Fargo Advisors Financial Network, David Boliver Respondent Lawyers(s): Michael Naccarato Arbitrator(s): David I. Goldblatt Hearing Site: New York, NY
| | $600 |
12-02622 | 07/11/2013 | Claimant(s): Anthony Esposito, Brian Esposito, Cynthia Esposito, Joanne Esposito, Lisa Brown Claimant Lawyers(s): Kevin P. Conway Respondent(s): Kevin Brennan, Morgan Stanley Respondent Lawyers(s): Thomas Briody Arbitrator(s): David I. Goldblatt, Leslie Ruth Nydick, Gladys Mond Hearing Site: New York, NY
| | $0 |
10-04743 | 02/06/2013 | Claimant(s): Schultze Asset Management, Schultze Master Fund, Ltd Claimant Lawyers(s): Barry M. Bordetsky Respondent(s): Deutsche Bank Securities. Respondent Lawyers(s): Theodore R. Snyder Arbitrator(s): Sandra Gale Behrle, David I. Goldblatt, Alan Gradzki Hearing Site: New York, NY
| | $0 |
09-03448 | 03/30/2010 | Claimant(s): Rita Kaufman Claimant Lawyers(s): Jill Gross Respondent(s): Alfred Kelly, Citigroup Global Markets. Respondent Lawyers(s): Raul Sanchez Arbitrator(s): David I. Goldblatt Hearing Site: New York, NY
| | $0 |
08-01168 | 04/08/2009 | Claimant(s): Robert Hwang Claimant Lawyers(s): Benjamin Lapin Respondent(s): Stifel, Nicolaus & Co.. Respondent Lawyers(s): Jeffrey C. Primiano Arbitrator(s): Orestes J. Mihaly, David I. Goldblatt, Michael J. Deodati Hearing Site: New York, NY
| | $0 |