| 20-03811 | 12/22/2021 | Claimant(s): Matthew Soja, Sharon Soja
Claimant Lawyers(s): Howard M. Rosenfield
Respondent(s): Eric Hogarth, Joel Johnson, Silver Oak Securities.
Respondent Lawyers(s): Chris G. Lazarini, Theodore Snyder
Arbitrator(s): Steven R. Rolnick, William D. Stempel, Paul Smith Besson
Hearing Site: Hartford, CT
|  | Dismissed by Rule 12206 |
| 17-00820 | 06/25/2019 | Claimant(s): Joseph Scaniffe
Claimant Lawyers(s): David J. Freniere
Respondent(s): Anastasios Belesis, John Belesis, Marc Greenberg, Brookville Capital Partners, John Thomas Financial, Sterne, Agee & Leach.
Respondent Lawyers(s): Anthony Varbero, Gabriel Iezzoni, George D. Sullivan, Marc Greenberg, Maria Cummings, Seth Huberman
Arbitrator(s): Steven R. Rolnick, Philip S. Wellman, Mark Stuart Gurevitz
Hearing Site: Hartford, CT
| | $200,000 |
| 16-01277 | 08/16/2017 | Claimant(s): R. B. Corbin, Jr. Trust
Claimant Lawyers(s): Richard B. Corbin
Respondent(s): Wells Fargo Advisors, Maiya Furgason
Respondent Lawyers(s): Todd Ratner
Arbitrator(s): Steven R. Rolnick, James R. Collins, Thomas Matthew Madden
Hearing Site: Providence, RI
| | $0 |
| 16-00652 | 05/04/2017 | Claimant(s): Gary Masi
Claimant Lawyers(s): Adam Gana
Respondent(s): Longship Alternative Asset Management, Tradition Asiel Securities Inc.
Respondent Lawyers(s): Donald N. Cohen, Martin P. Unger
Arbitrator(s): Steven R. Rolnick, Sean Michael Peoples, Mae A. Brudner
Hearing Site: Hartford, CT
| | Dismissed by Rule 12504 |
| 12-02212 | 12/31/2013 | Claimant(s): Donald Berman, Morton Klein, Berman Klein Realty Association
Claimant Lawyers(s): Jeffrey Wittenberg
Respondent(s): Eric Lusk, Cantella & Co.., Harborview Investments
Respondent Lawyers(s): Robert L. Herskovits
Arbitrator(s): Steven R. Rolnick, John Charles Kovarik, John D. Liberator
Hearing Site: Hartford, CT
| | $0 |
| 08-00773 | 06/24/2009 | Claimant(s): Natalie Bram, Natalie Bram Living Trust
Claimant Lawyers(s): Theodore M. Davis
Respondent(s): Baruch Coleman, Jerry Cline, Capital Securities of America., Wunderlich Securities.
Respondent Lawyers(s): Baruch Coleman, Steven E. Mellen
Arbitrator(s): David Ellis, Steven R. Rolnick, C. Henry Lucas
Hearing Site: Hartford, CT
| | $228,200 |
| 07-01311 | 01/03/2008 | Claimant(s): William B. and Mary Connolly
Claimant Lawyers(s): Theodore M. Davis
Respondent(s): Victoria Tomaro, TFS Securities.
Respondent Lawyers(s): Russell Burnside
Arbitrator(s): Dale S. Cronnell, Steven R. Rolnick, Thomas C. Tretter
Hearing Site: Hartford, CT
| | $0 |
