| 10-04224 | 12/22/2011 | Claimant(s): George Reech, Joann Reech
Claimant Lawyers(s): James F. Willeford, Jessica M. Vasquez
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Raul Sanchez
Arbitrator(s): Ron C. Christner, Donald K. Eckhardt, John J. Meyer
Hearing Site: New Orleans, LA
|  | $12,500 |
| 11-02028 | 12/21/2011 | Claimant(s): John Pocreva
Claimant Lawyers(s): Richard S. Frankowski
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Curt R. Soefker
Arbitrator(s): Barbara M. Zak
Hearing Site: New Orleans, LA
| | $21,925 |
| 09-06699 | 12/14/2011 | Claimant(s): National Securities Corporation, Thomas Kelly
Claimant Lawyers(s): Timothy Feil
Respondent(s): D. Dorsey
Respondent Lawyers(s): Bruce V. Schewe
Arbitrator(s): Frederick S. Duncan, Mark A. Myers, Frank A. Little, Jr.
Hearing Site: New Orleans, LA
| | $72,312 |
| 10-04009 | 11/28/2011 | Claimant(s): David Campbell, Lu Ann Davis
Claimant Lawyers(s): Lance C. McCardle
Respondent(s): David Niederkrome, John Jessum, Scott Baker, Stephen Rodgers
Respondent Lawyers(s): David Gaba
Arbitrator(s): Mark C. Watler, James E. Bolin, Eric M. Schorr
Hearing Site: New Orleans, LA
| | Expungement |
| 10-03472 | 11/15/2011 | Claimant(s): Daniel Hardy, Mary Spivey, Estate of Daniel Thomas Hardy, III, Estate of Susan Hardy Killgore
Claimant Lawyers(s): James F. Willeford, Jessica M. Vasquez
Respondent(s): Stifel, Nicolaus & Co..
Respondent Lawyers(s): James C. Browning
Arbitrator(s): Leonard E. Benade, Dale A. Kaliszeski, Simeon B. Reimonenq
Hearing Site: New Orleans, LA
| | Expungement |
| 10-02351 | 10/13/2011 | Claimant(s): Robert Sudduth, The Robert Sudduth Family Trust
Claimant Lawyers(s): W. Andrew Clayton
Respondent(s): Penson Financial Services.
Respondent Lawyers(s): Mark G. Hanchet
Arbitrator(s): Frederick H. Bruce, Leon T. Roberts, Jeffrey Ackermann
Hearing Site: New Orleans, LA
| | $0 |
| 09-07085 | 09/27/2011 | Claimant(s): Louisiana Citizens Property Insurance Co
Claimant Lawyers(s): James R Swanson
Respondent(s): J.P. Morgan Securities, Bear, Stearns & Co..
Respondent Lawyers(s): Jonathan K. Youngwood
Arbitrator(s): Robert R. Wolf, Donald Milo Helton, William Gilbert Faulk
Hearing Site: New Orleans, LA
| | $0 |
| 10-05558 | 06/17/2011 | Claimant(s): Clyde Demazeliere
Claimant Lawyers(s): Edward A. Rodrigue
Respondent(s): Morgan Stanley, Michael Gagliardi
Respondent Lawyers(s): Harper Robinson
Arbitrator(s): John C. Yeoman
Hearing Site: New Orleans, LA
| | $213 |
| 09-06234 | 05/26/2011 | Claimant(s): Peoples State Bank
Claimant Lawyers(s): Stephen L. Miles
Respondent(s): Michael Park, FTN Financial Securities Corp, FTN Financial Capital Markets
Respondent Lawyers(s): Mark D. Griffin
Arbitrator(s): William B. Miller, Frederick H. Bruce, Lynne R. Stern
Hearing Site: New Orleans, LA
| | $0 |
| 10-02435 | 05/09/2011 | Claimant(s): Succession of Newman Trowbridge
Claimant Lawyers(s): Steven G. "Buzz" Durio
Respondent(s): Rick Schenck, Capital One Investment Services
Respondent Lawyers(s): Frances M. Curran
Arbitrator(s): Robert H. Putnam, James Kee Irvin, Clave E. Gill
Hearing Site: New Orleans, LA
| | $0 |
