| 17-00356 | 10/10/2017 | Claimant(s): Jacqueline Peters
Claimant Lawyers(s): Jacqueline Peters
Respondent(s): Morgan Stanley, Helen Timpe
Respondent Lawyers(s): John S. Worden
Arbitrator(s): John Scott Carter
Hearing Site: San Diego, CA
|  | $0 |
| 16-01891 | 09/22/2017 | Claimant(s): Pollard Family Trust, Sierra Bonita Trust
Claimant Lawyers(s): Michael T. McColloch
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Steven M. Malina
Arbitrator(s): Sally G. Williams, Randall B Christison, William Richard Espino
Hearing Site: San Diego, CA
| | $0 |
| 15-02886 | 09/12/2017 | Claimant(s): Sujata Vyas
Claimant Lawyers(s): Marie Mirch
Respondent(s): Interfirst Capital Corporation
Respondent Lawyers(s): Dennis M. Holmgren
Arbitrator(s): Mark R. Lee, Alan Joseph Goldstein, Mitchell Lee Lathrop
Hearing Site: San Diego, CA
| | Dismissed by Rule 12206 |
| 15-01863 | 09/08/2017 | Claimant(s): Hazel Kitzman, Estate of Hazel L. Kitzman, Separate Property Trust dated April 28,
Claimant Lawyers(s): Robert M. Caietti
Respondent(s): John Folsom, RBC Capital Markets LLC, Matthew Sweeney, RBC Wealth Management
Respondent Lawyers(s): H. Mark Mersel, Kamao Shaw, W. Perry Brandt
Arbitrator(s): Deanna J. Johnson, Sally G. Williams, Thomas Mitchell Rhodes
Hearing Site: San Diego, CA
| | $212,000 |
| 15-01410 | 07/25/2017 | Claimant(s): Russell Wilson
Claimant Lawyers(s): Russell Wilson
Respondent(s): Qi Huang, Stephen Grivas, Obsidian Financial Group
Respondent Lawyers(s): Kevin Sharma, Qi Huang, Stephen Grivas
Arbitrator(s): William L. Merkin, Michael D. Briggs, Randall Brian Christison
Hearing Site: San Diego, CA
| | $157,300 |
| 15-03485 | 06/05/2017 | Claimant(s): Alicia Mapes, Gordon Mapes, Gordon M. Mapes and Alicia K. Mapes Livi
Claimant Lawyers(s): Arthur S. Leider
Respondent(s): Ryan Bowers
Respondent Lawyers(s): Vincent D. Slavens
Arbitrator(s): James D. Knotter, Katherine Jane Morris, Kevin K. Forrester
Hearing Site: San Diego, CA
| | $0 |
| 14-02898 | 05/08/2017 | Claimant(s): Benjamin Peters Trust dtd 12/3/1993, Ellen Mia Peters Trust, Lynn E. Gorguze Separate Property Trust, Vincent and Gloria Gorguze Trust dtd 3/2
Claimant Lawyers(s): John G. Rich, Ross B. Intelisano
Respondent(s): Candace Weir, C. L. King & Associates.
Respondent Lawyers(s): Christopher F. Robertson, Richard A. Roth
Arbitrator(s): Otis E. Hackett, Michael D. Briggs, Randall Brian Christison
Hearing Site: San Diego, CA
| | $0 |
| 16-02450 | 02/15/2017 | Claimant(s): Charles Schwab & Co..
Claimant Lawyers(s): Bruce Johnson
Respondent(s): Javier Rios
Respondent Lawyers(s): Javier Rios
Arbitrator(s): Robert F. Saint-Aubin
Hearing Site: San Diego, CA
| | $0 |
| 16-01516 | 12/22/2016 | Claimant(s): Dominic Camerlengo
Claimant Lawyers(s): Dominic V. Camerlengo
Respondent(s): Adam Cohen, Scottrade Inc.
Respondent Lawyers(s): Niels P. Murphy
Arbitrator(s): James D. Knotter
Hearing Site: San Diego, CA
| | $0 |
| 15-02368 | 12/06/2016 | Claimant(s): Theodore Zimbelman
Claimant Lawyers(s): Charles H. Field
Respondent(s): National Securities Corporation, Kyle Harrington
Respondent Lawyers(s): David A. Schrader, Elizabeth Lowery
Arbitrator(s): Harvey C. Flodin, Lawrence Alexander Huerta, Shawn Michael Spaulding
Hearing Site: San Diego, CA
| | $155,000 |
