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FINRA Awards for Javier Rios

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Case Number Award Date Case Summary Customer Case? Amount Granted
16-0245002/15/2017Claimant(s): Charles Schwab & Co..
Claimant Lawyers(s): Bruce Johnson
Respondent(s): Javier Rios
Respondent Lawyers(s): Javier Rios
Arbitrator(s): Robert F. Saint-Aubin
Hearing Site: San Diego, CA
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