| 20-03677 | 01/27/2022 | Claimant(s): Karim Maskatiya, MAM 1 Properties, LLLP, Karim Maskatiya Revocable Trust
Claimant Lawyers(s): Matthew J. Fisher
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): J. Matthew Haws
Arbitrator(s): Steven Gerard Goerke, Lawrence S. Silver, Leonard Michael Cusano
Hearing Site: Boca Raton, FL
|  | $0 |
| 20-02377 | 11/08/2021 | Claimant(s): Michael Robinson
Claimant Lawyers(s): Neil A. Sussman
Respondent(s): Jeffrey Kemp, Janney Montgomery Scott LLC
Respondent Lawyers(s): Theodore R. Snyder
Arbitrator(s): Martin A. Feigenbaum, Lawrence S. Silver, Marvin S. Lava
Hearing Site: Boca Raton, FL
| | Expungement |
| 20-01659 | 10/15/2021 | Claimant(s): Neil Krauter, The Krauter Group
Claimant Lawyers(s): Patrick Gaffney
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Joseph L. Calabrese
Arbitrator(s): Lawrence S. Silver, Steven E. Eisenberg, Kimberlee Ann Fowler
Hearing Site: Boca Raton, FL
| | $0 |
| 15-03421 | 03/20/2018 | Claimant(s): Antonio Gnocchi Franco, A.G. Franco Law Off. Pension Plan 1/1/89
Claimant Lawyers(s): Melanie S. Cherdack
Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR
Respondent Lawyers(s): Randi Perry Spallina, Sara Soto
Arbitrator(s): Lawrence S. Silver, Gilbert A. Schnirman, Will Murphy
Hearing Site: Miami, FL
| | $270,639 |
| 12-02582 | 01/13/2015 | Claimant(s): Blue Bank International N.V.
Claimant Lawyers(s): Ralph M. Stone
Respondent(s): Mark Yale, HSBC Securities (USA) Inc.
Respondent Lawyers(s): Robert B. Ericson
Arbitrator(s): Lawrence S. Silver, Donald Theodore Ryce, Paul Chernis
Hearing Site: Miami, FL
| | $3,250,000 |
| 12-03168 | 11/10/2014 | Claimant(s): Ari Golan
Claimant Lawyers(s): Jeffrey Erez
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Amy Bard
Arbitrator(s): Bernard A. Becker, Lawrence S. Silver, Thomas Roy Spencer
Hearing Site: Miami, FL
| | Expungement |
| 12-00188 | 12/02/2013 | Claimant(s): Deborah Stubbs, Harold Thomas, Victoria Smith
Claimant Lawyers(s): Andrew V. Tramont, Lawrence A. Kellogg
Respondent(s): Jose Valenzuela, PFS Investments Inc.
Respondent Lawyers(s): Mark F. Raymond, Richard L. Martens
Arbitrator(s): Roy B. Gonas, Lawrence S. Silver, Sidney J. Wartel
Hearing Site: Miami, FL
| | $585,908 |
| 11-00782 | 09/19/2012 | Claimant(s): Richard Winslow
Claimant Lawyers(s): Jeffrey R. Sonn
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Kathy M. Klock
Arbitrator(s): Lawrence S. Silver, Herbert Branitsky, Andrew Jay Kohan
Hearing Site: Ft. Lauderdale, FL
| | Stipulated Award and Expungement |
| 08-00632 | 07/27/2010 | Claimant(s): Elizabeth Richert
Claimant Lawyers(s): Elizabeth K. Richert
Respondent(s): Timothy Ruggiero, Brookshire Securities Corporation
Respondent Lawyers(s): Ken Pollock
Arbitrator(s): Jonathan H. Parker, Lawrence S. Silver, Jeffrey R. Roth
Hearing Site: Miami, FL
| | $17,500 |
| 08-03931 | 10/06/2009 | Claimant(s): Edie Dooley
Claimant Lawyers(s): Nelson S. Ebaugh
Respondent(s): Wachovia Securities, Justin McLaughlin
Respondent Lawyers(s): Peter B. King
Arbitrator(s): Steven M. Greenbaum, Lawrence S. Silver, Will Murphy
Hearing Site: Ft. Lauderdale, FL
| | $0 |
