FINRA Awards for Lawrence S. Silver

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Displaying 4 out of 4 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
19-01162	12/08/2021	Claimant(s): Timothy Ratty Claimant Lawyers(s): Curtis Carlson Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Stephen M. Cox Arbitrator(s): Lawrence S. Silver, Will Murphy, Anthony Oreste Arcuni Hearing Site: Boca Raton, FL
14-01946	04/30/2018	Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc., Merrill Lynch International Finance Claimant Lawyers(s): Edward J. Heffernan Respondent(s): Miguel Ballestas Respondent Lawyers(s): Jarrod J. Malone Arbitrator(s): Joel H. Holzer, Lawrence S. Silver, Herbert Branitsky Hearing Site: Ft. Lauderdale, FL
09-03536	10/22/2010	Claimant(s): Citigroup Global Markets. Claimant Lawyers(s): Erin E. Mac Avoy Respondent(s): Michael Bock Respondent Lawyers(s): David J. Feingold Arbitrator(s): Lawrence S. Silver, Jeffrey R. Roth, James Conrad Sankpill Hearing Site: Miami, FL
07-03478	10/14/2008	Claimant(s): Michael Villasana Claimant Lawyers(s): Peter J. Aldrich Respondent(s): Gloria Gomez Respondent Lawyers(s): Gloria Gomez Arbitrator(s): John J. Hearn, Lawrence S. Silver, Neil J. Berman Hearing Site: Miami, FL		Expungement