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FINRA Awards for John S. Chapman

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Case Number Award Date Case Summary Customer Case? Amount Granted
18-0120110/23/2020Claimant(s): Arthur Bing, Bryan Davis, Holly Easton, Richard Stobbs, Yvonne Mitchell, Zoran Stoyanovich
Claimant Lawyers(s): John S. Chapman
Respondent(s): Interactive Brokers LLC
Respondent Lawyers(s): Carlos Provencio
Arbitrator(s): Sharon R. Merriman, Jacqueline R. Fox, Gregory Hunter Mathews
Hearing Site: Columbus, OH
Checkmark Icon$450
18-0085305/08/2019Claimant(s): Carolyn Jacobs, Charles Vaughn, Deanette Vaughn, Joseph Dominick, Robert Meyer, Rosemary Workman, Scott Fortin, Steven Jacobs, The Charles W Jacobs Family Trust, The Katherine Alfred Trust
Claimant Lawyers(s): John S. Chapman
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Timothy N. Will
Arbitrator(s): Linda L. Drummond, Mary M. O'Neil, Kirtley M. Thiesmeyer
Hearing Site: Los Angeles, CA
Checkmark Icon$0
17-0006902/07/2018Claimant(s): Estate of Louis P. Castellarin
Claimant Lawyers(s): John S. Chapman
Respondent(s): Doreen Weber, Jeffrey Schuh, Kevin Larson
Respondent Lawyers(s): F. Chet Taylor
Arbitrator(s): Kathleen P. Helbig-Hannan
Hearing Site: Cleveland, OH
Checkmark Icon$20,000
14-0289102/24/2016Claimant(s): Calvin Griffith, Helen Cherry
Claimant Lawyers(s): John S. Chapman
Respondent(s): Larry Werbel
Respondent Lawyers(s): Scott C. Matasar
Arbitrator(s): Jeffrey M. Bain, G. Daniel Carney, Nancy Fioritto
Hearing Site: Cleveland, OH
Checkmark Icon$100,375
14-0235508/11/2015Claimant(s): Carolyn Walker, Danny Townsend, Jackson Walker, Mack Amerson, Martha Westmoreland, Marvel Smith, Merrilynn Teixeira, Richard Smith, Estate of Joan Hendrix, Deceased
Claimant Lawyers(s): John S. Chapman
Respondent(s): FSC Securities Corporation
Respondent Lawyers(s): Craig H. Kuglar
Arbitrator(s): Perry Lee Taylor, Linda M. Granata, Samuel Appel
Hearing Site: Atlanta, GA
Checkmark Icon$1,282,560
13-0097510/21/2014Claimant(s): Daniel Sciscoe, Donald Riner, Mary Jo Peters, Merrilynn Teixeira, William Sprowls and Darlene Sprowls
Claimant Lawyers(s): John S. Chapman
Respondent(s): Jerome Murphy, FSC Securities Corporation
Respondent Lawyers(s): Craig H. Kuglar
Arbitrator(s): Lita S Menkin, Joe E. Manuel, Richard Merritt Langway
Hearing Site: Atlanta, GA
Checkmark Icon$844,340
13-0190109/19/2014Claimant(s): Delutha King, Kristie Taylor, Lois King, Ronald Loving, Estate of Cecil C. Keck, Estate of Mabel W. Keck
Claimant Lawyers(s): John S. Chapman, Robert C. Port
Respondent(s): David Miller, Kelly Miller, Laura Tedball, Resource Horizons Group LLC
Respondent Lawyers(s): Heidi E. VonderHeide
Arbitrator(s): Lita S Menkin, Frances L. Wolff, Brandt Leonard Ross
Hearing Site: Atlanta, GA
Checkmark Icon$3,897,760
12-0319402/19/2014Claimant(s): Deborah Carney, Deborah Greene, Elizabeth Smith, J. Lee, Janice Peek, John Thomason, Joseph Gibson, Lisa Lee, Mary Frey, Ron Chandonia, Sherry Thomason, Steven Carney, Wanda Messina, T&M Tilt-Up. Profit Sharing Plan
Claimant Lawyers(s): John S. Chapman
Respondent(s): FSC Securities Corporation
Respondent Lawyers(s): Craig H. Kuglar
Arbitrator(s): Frank W. Virgin, Karla Y. Vogel, Robert A. Dean
Hearing Site: Atlanta, GA
Checkmark Icon$600
11-0217801/08/2013Claimant(s): Chaiha Rhee, Diane Weeks, Gerald Chickillo, Jack Duncan, Janet Murphy, Linda Chernisky, Tonya Chickillo, RT Solutions, Estate of Wesley Weeks by Diane Weeks,
Claimant Lawyers(s): John S. Chapman
Respondent(s): Raymond James Financial Services.
Respondent Lawyers(s): Terrance Bostic
Arbitrator(s): Paul Davis Pearlstein, Michael R. Snow, Jane A. Smith
Hearing Site: Washington, DC
Checkmark Icon$0
07-0340102/19/2009Claimant(s): Jane Buschkopf, Jeanne McFadden, Kenneth Graff, Mary Buschkopf, Mary Jo Graff
Claimant Lawyers(s): John S. Chapman
Respondent(s): Stanley Klimek, Capital Securities Investments Corp.
Respondent Lawyers(s): Paul M. Weltlich
Arbitrator(s): G. Gale Roberson, Jerome Stern, Shelby Webb
Hearing Site: Chicago, IL
Checkmark Icon$0

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