| 13-02941 | 09/18/2014 | Claimant(s): Russell Hartung IRRA, Joan C. Hartung Trust J U/A DTD 07/06/93
Claimant Lawyers(s): William B. Young
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Joel M. Everest
Arbitrator(s): Thomas Joseph Atkinson, Floyd Edward Roberts, Alan E. Linden
Hearing Site: Orlando, FL
|  | Expungement |
| 12-01194 | 07/29/2014 | Claimant(s): Kira Flanzraich, Neil Flanzraich, FBO Neil Flanzraich Def Ben Pl Dtd1/1/95, U/A Dtd 11/15/2000 Kira Flanzraich TRT, U/A Dtd 11/15/2000 Neil Flanzraich TRT, U/A Dtd 11/15/2000 by Neil Flanzraich, U/A Dtd 11/28/2000 Neil Flanzraich IrTrt
Claimant Lawyers(s): Carl F. Schoeppl
Respondent(s): John Westmoreland, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Joel M. Everest, Peter S. Fruin
Arbitrator(s): Myron E. Levenson, Dennis J. Levin, Mark A Bilawsky
Hearing Site: Boca Raton, FL
| | Expungement |
| 12-03873 | 07/24/2014 | Claimant(s): Martha Lazow Irrevocable Trust
Claimant Lawyers(s): Neil B. Solomon
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Joel M. Everest
Arbitrator(s): William W. Bride, Stuart Harvey Ziegler, Jay Stewart Zeif
Hearing Site: Boca Raton, FL
| | Expungement |
| 13-02907 | 07/08/2014 | Claimant(s): Russell Madris
Claimant Lawyers(s): Peter J. Mougey
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Joel M. Everest
Arbitrator(s): Susanne J. Hollander, Rodolfo C. Angulo, Dorota J. Trzeciecka
Hearing Site: Miami, FL
| | Expungement |
| 12-01243 | 06/04/2014 | Claimant(s): William Eglar
Claimant Lawyers(s): Daniel B. Lipson
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Joel M. Everest
Arbitrator(s): Susanne J. Hollander, Marilee Roberg, Irving A. Chesler
Hearing Site: Chicago, IL
| | Expungement |
| 12-02652 | 09/06/2013 | Claimant(s): Irene Resnick, U/A DTD 7/2/91 by Irene Resnick
Claimant Lawyers(s): Jeffrey Pederson
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Joel M. Everest
Arbitrator(s): James B. Eichberg
Hearing Site: Denver, CO
| | Expungement |
| 11-04023 | 12/21/2012 | Claimant(s): Peter Zervos
Claimant Lawyers(s): Randall C. Place
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Joel M. Everest
Arbitrator(s): Bruce W. Bennett
Hearing Site: Columbia, SC
| | Expungement |
| 11-01901 | 11/30/2012 | Claimant(s): Henry Weiss
Claimant Lawyers(s): Adam J. Gana
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Joel M. Everest
Arbitrator(s): Steven Gerard Goerke, Jill Pilgrim, Marie G. Peterson
Hearing Site: Ft. Lauderdale, FL
| | Expungement |
| 11-03286 | 03/21/2012 | Claimant(s): Dennis Brooks
Claimant Lawyers(s): Jeffrey Pederson
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Joel M. Everest
Arbitrator(s): W. Michael Kelley
Hearing Site: Birmingham, AL
| | $23,661 |
| 10-03895 | 01/31/2012 | Claimant(s): Bonne Sparks-Mitchell, Darcie Simmons, Ellen Rogers, Joyce Butterworth-Engler, Mark Lewis, Shirley A. Kelce, Wiley L. Estes, Kimberly A. Glasgow&Shirley Kelce JTWROS, T.J. Kassouf and Mary Jo Kassouf, Charles E. Butterworth, Jr. Family Trust
Claimant Lawyers(s): Howard Prossnitz
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Joel M. Everest
Arbitrator(s): Mary L. Merkle, Peter H. Daly, Milton N. Gross
Hearing Site: Birmingham, AL
| | $611,312 |
