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FINRA Awards for Charles E. Butterworth

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0389501/31/2012Claimant(s): Bonne Sparks-Mitchell, Darcie Simmons, Ellen Rogers, Joyce Butterworth-Engler, Mark Lewis, Shirley A. Kelce, Wiley L. Estes, Kimberly A. Glasgow&Shirley Kelce JTWROS, T.J. Kassouf and Mary Jo Kassouf, Charles E. Butterworth, Jr. Family Trust
Claimant Lawyers(s): Howard Prossnitz
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Joel M. Everest
Arbitrator(s): Mary L. Merkle, Peter H. Daly, Milton N. Gross
Hearing Site: Birmingham, AL
Checkmark Icon$611,312

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