| 21-02935 | 04/28/2022 | Claimant(s): Louis George Sampanis Retirement Trust
Claimant Lawyers(s): Louis G. Sampanis
Respondent(s): Interactive Brokers LLC
Respondent Lawyers(s): Carlos E. Provencio
Arbitrator(s): William G. Binckes
Hearing Site: New York, NY
|  | $163 |
| 19-03738 | 08/30/2021 | Claimant(s): Evan K. Halperin Revocable Living Trust
Claimant Lawyers(s): Barry A. Furman
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Mauricio Beugelmans
Arbitrator(s): William G. Binckes, Annamaria Boccia Smith, Hashim Ghadiali
Hearing Site: New York, NY
| | $0 |
| 17-00382 | 07/11/2018 | Claimant(s): Jerry Colombino
Claimant Lawyers(s): Jorge M. Altamirano
Respondent(s): Raymond, James & Associates.
Respondent Lawyers(s): George D. Sullivan
Arbitrator(s): William G. Binckes, Larry Kars, Franklin P. Chapman
Hearing Site: New York, NY
| | Expungement |
| 17-03323 | 06/12/2018 | Claimant(s): Christine Petraglia
Claimant Lawyers(s): Christine Petraglia
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith Hoffman
Arbitrator(s): William G. Binckes
Hearing Site: New York, NY
| | $0 |
| 16-02671 | 05/01/2018 | Claimant(s): Estate of Agnes Marks
Claimant Lawyers(s): Jenice Malecki
Respondent(s): Cetera Advisor Networks LLC
Respondent Lawyers(s): Jessica Levine
Arbitrator(s): William G. Binckes, Stuart E. Bauchner, Alan E. Gross
Hearing Site: New York, NY
| | $0 |
| 14-02932 | 05/26/2017 | Claimant(s): DGP, The Donald G. Partrick, Sr. 2012 Irrevoc, The Partrick Family 2012 Irrevocable Tru
Claimant Lawyers(s): Thomas J. McNamara
Respondent(s): Christopher Walkley, Morgan Stanley
Respondent Lawyers(s): Agnesa Mahmudi
Arbitrator(s): William G. Binckes, Camille S. Cooper, John Franklin Udochi
Hearing Site: New York, NY
| | Expungement |
| 13-00303 | 06/20/2016 | Claimant(s): Jerzy Mendelka, JM Property SP Z.O.O. SP K, NDV Investment Company
Claimant Lawyers(s): Jerzy Mendelka
Respondent(s): Penson Financial Services.
Respondent Lawyers(s): Virginia C. Palitz
Arbitrator(s): William G. Binckes, Camille S. Cooper, Benjamin D. Krause
Hearing Site: New York, NY
| | $0 |
| 13-03133 | 10/19/2015 | Claimant(s): Nico Phillips
Claimant Lawyers(s): Nico Phillips
Respondent(s): Chase Investment Services Corp.
Respondent Lawyers(s): Michael N. Ungar
Arbitrator(s): William G. Binckes, Robert L. Nisely, Robert E. Anderson
Hearing Site: New York, NY
| | $0 |
| 13-01450 | 07/09/2015 | Claimant(s): Laidlaw Biopower, Laidlaw Energy Group.
Claimant Lawyers(s): Michael B. Bartoszek
Respondent(s): Richard Buhr, Chatsworth Securities
Respondent Lawyers(s): Kevin T. Hoffman
Arbitrator(s): William G. Binckes, Robert A. Cohen, Ronald J. Colombo
Hearing Site: New York, NY
| | $0 |
| 11-03182 | 10/28/2014 | Claimant(s): Man Fong Wong
Claimant Lawyers(s): John J O'Connell
Respondent(s): 1st Discount Brokerage.
Respondent Lawyers(s): Robert G. Haile
Arbitrator(s): William G. Binckes, Irene C. Warshauer, Alida D. Camp
Hearing Site: New York, NY
| | $5,994 |
