20-02205 | 09/27/2023 | Claimant(s): Sidney Kruger Living Trust Claimant Lawyers(s): Jonathan Noble David Respondent(s): Wells Fargo Advisors, Mara Schainuck, Sharon Miller Respondent Lawyers(s): Sara Soto Arbitrator(s): Seth L. Finkel, Sydney E. Blum, Mark A Bilawsky Hearing Site: Boca Raton, FL
| | Expungement |
18-01779 | 08/23/2019 | Claimant(s): George Arthur Claimant Lawyers(s): Scott L. Silver Respondent(s): Worden Capital Management Respondent Lawyers(s): Michael C. Farkas Arbitrator(s): Mark C. Perry, Sydney E. Blum, Thomas W. Allen Hearing Site: Boca Raton, FL
| | $0 |
16-00629 | 10/18/2018 | Claimant(s): Antonio Gnocchi Franco, Gnocchi Franco Law Offices PSC, Antonio Gnocchi Ret Plan Claimant Lawyers(s): Melanie S. Cherdack Respondent(s): Popular Securities Respondent Lawyers(s): Alan M. Wolper Arbitrator(s): Richard S. Zaifert, Julius P. Terrell, Sydney E. Blum Hearing Site: San Juan, PR
| | $173,537 |
17-00062 | 08/13/2018 | Claimant(s): Guy Gannett Trust FBO Corson/Williams, Guy Gannett Trust FBO J. Gannett, et al Claimant Lawyers(s): Justin Sauerwald Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Timothy P. Burke Arbitrator(s): Richard J. Fuller, Elizabeth A. Townes, Sydney E. Blum Hearing Site: Tampa, FL
| | Expungement |
15-00930 | 08/03/2016 | Claimant(s): Alan Greenspan Claimant Lawyers(s): Lars K. Soreide Respondent(s): FMSBONDS. Respondent Lawyers(s): Sydney A. Marks Arbitrator(s): Steven Ira Weinberger, James W. Geiger, Sydney E. Blum Hearing Site: Boca Raton, FL
| | Stipulated Award |
14-01256 | 05/23/2016 | Claimant(s): Asociacion de Empleados Del Estado Libre Claimant Lawyers(s): Steven D. Toskes Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR, UBS Trust Company of Puerto Rico Respondent Lawyers(s): Peter J. Macdonald, Roberto Quinones Arbitrator(s): Gerald Silverman, Clement Osimetha, Sydney E. Blum Hearing Site: San Juan, PR
| | $0 |
14-01263 | 10/08/2015 | Claimant(s): Fideicomiso Lalmfc Trust Claimant Lawyers(s): Lutgardo Acevedo Lopez Respondent(s): Popular Securities Respondent Lawyers(s): Nathan W. Lamb Arbitrator(s): Steven P. Gregory, Harry G. Mason, Sydney E. Blum Hearing Site: San Juan, PR
| | $0 |
11-03579 | 03/08/2013 | Claimant(s): Barbara LaVerde, Ronald LaVerde, Barbara A. LaVerda Rev. Trust, Ronald J. Laverde Rev. Trust Claimant Lawyers(s): Scott Konopka Respondent(s): Banc of America Investment Services Inc., Merrill Lynch Pierce Fenner & Smith Inc., Thomas Barnwell Respondent Lawyers(s): Regina Pepe Martorana Arbitrator(s): Marc T. Danon, Sydney E. Blum, Jeanne Charles Wood Hearing Site: Boca Raton, FL
| | Expungement |
10-03425 | 02/14/2012 | Claimant(s): Francis Hempfling Claimant Lawyers(s): Layne Verebay Respondent(s): Wachovia Securities, Eric Nilson Respondent Lawyers(s): Sara Soto Arbitrator(s): Seth L. Finkel, Janet N. Smiles, Sydney E. Blum Hearing Site: Ft. Lauderdale, FL
| | Expungement |
09-02077 | 01/08/2010 | Claimant(s): Mark Kielar, Tammy Kielar, ACTS Capital Investments Claimant Lawyers(s): Scott J. Link Respondent(s): Alterna Capital Corp. Respondent Lawyers(s): Sara Soto Arbitrator(s): Stuart Harvey Ziegler, Sydney E. Blum, Stephen Farquhar Adams Hearing Site: Boca Raton, FL
| | Stipulated Award and Expungement |