| 09-06162 | 09/09/2011 | Claimant(s): Maya Sherrill, Nida Sherrill
Claimant Lawyers(s): Jeffrey Erez
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Jonathan C. Schwartz
Arbitrator(s): John J. Hearn
Hearing Site: Ft. Lauderdale, FL
|  | $225 |
| 09-05640 | 07/29/2011 | Claimant(s): Douglas M. Rudolph Partners, Ltd.
Claimant Lawyers(s): Jeffrey Erez
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Keith Olin
Arbitrator(s): Franz C. Thame, Jerrold Levine, Bruce M. Alster
Hearing Site: Miami, FL
| | Expungement |
| 09-06757 | 07/06/2011 | Claimant(s): Stephen Miller and Dawn Miller
Claimant Lawyers(s): Jeffrey Erez
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Jonathan C. Schwartz
Arbitrator(s): Joel Margolies, Jeffrey R. Roth, Theodore Israel Herold
Hearing Site: Miami, FL
| | Expungement |
| 10-02613 | 05/26/2011 | Claimant(s): Fred Chouinard
Claimant Lawyers(s): Jeffrey Erez
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Evelyn C. Best
Arbitrator(s): Kitty G. Grubb
Hearing Site: Miami, FL
| | $0 |
| 09-03593 | 03/21/2011 | Claimant(s): Roman Bardens
Claimant Lawyers(s): Jeffrey Erez
Respondent(s): Wachovia Securities
Respondent Lawyers(s): Keith Olin
Arbitrator(s): Steven Gerard Goerke
Hearing Site: Ft. Lauderdale, FL
| | $10,000 |
| 09-04417 | 02/10/2011 | Claimant(s): Samantha Sampson, Samantha Arlene Sampson Rev Living Trust
Claimant Lawyers(s): Jeffrey Erez
Respondent(s): The GMS Group
Respondent Lawyers(s): Don Boswell
Arbitrator(s): Mark F. Raymond, Barth Satuloff, Andrew David Kahng
Hearing Site: Miami, FL
| | $35,300 |
| 08-04804 | 11/08/2010 | Claimant(s): Liat Toledano, Yizhak Toledano, Yizhak Toledano Trust
Claimant Lawyers(s): Jeffrey Erez
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Matthew E. Wolper
Arbitrator(s): Seth L. Finkel, Thomas Czinner, Barry David Thorpe, Nanci Sondra Landy, Lee Alan Rosenblum, Harold S. Stern
Hearing Site: Ft. Lauderdale, FL
| | $0 |
| 08-03677 | 06/09/2010 | Claimant(s): Paramount Vending., Albert Miniaci Revocable Trust, Beatriz Miniaci Revocable Trust, Dominick Miniaci Revocable Trust, Rose Miniaci Revocable Trust
Claimant Lawyers(s): Jeffrey Erez
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Julie W. Portera
Arbitrator(s): Burt R. Rose, Michael S. Davidoff, Stanley M. Goldberg
Hearing Site: Ft. Lauderdale, FL
| | $990,110 |
| 09-00874 | 04/15/2010 | Claimant(s): Harriet Gale Trust, Harriet Gale Trustee, Irving Harris Trust, Irving Harris TTEE
Claimant Lawyers(s): Jeffrey Erez
Respondent(s): Dawson James Securities.
Respondent Lawyers(s): Craig R. Glasser
Arbitrator(s): Robert H. Hagan, David P. Slater, Jay E. Eckhaus
Hearing Site: Boca Raton, FL
| | $11,300 |
| 08-00362 | 06/15/2009 | Claimant(s): Steven Greenberg, Sylvia Greenberg, William Greenberg
Claimant Lawyers(s): Jeffrey Erez
Respondent(s): Capital Growth Financial
Respondent Lawyers(s): Compliance Officer
Arbitrator(s): James M. Baumann, Richard S. Peskin, Martin L. Feinberg
Hearing Site: New York, NY
| | $825,680 |
