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FINRA Awards for Stephen Miller and Dawn Miller

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0675707/06/2011Claimant(s): Stephen Miller and Dawn Miller
Claimant Lawyers(s): Jeffrey Erez
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Jonathan C. Schwartz
Arbitrator(s): Joel Margolies, Jeffrey R. Roth, Theodore Israel Herold
Hearing Site: Miami, FL
Checkmark IconExpungement

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