| 15-03355 | 09/13/2016 | Claimant(s): Wilbert Hamstra
Claimant Lawyers(s): Tina M. Bird
Respondent(s): National Securities Corporation, Nikolai Acevedo
Respondent Lawyers(s): Charles M. O'Rourke, Jay M. Israel
Arbitrator(s): Charles Orlove
Hearing Site: Chicago, IL
|  | $0 |
| 14-03854 | 11/05/2015 | Claimant(s): Arthur Wickett IRA, Arthur & Louise Wickett
Claimant Lawyers(s): Bradley D. Schnur
Respondent(s): Patrick White, Steven Wanek, Blackbook Capital LLC
Respondent Lawyers(s): Charles M. O'Rourke, Franklin I. Ogele, Patrick Justin White
Arbitrator(s): John J. Mager
Hearing Site: Augusta, ME
| | $0 |
| 14-02337 | 09/24/2015 | Claimant(s): Jay Stein, Jay J. Stein IRA Rollover, Jay J. Stein Retirement Fund dtd 9/1/85
Claimant Lawyers(s): Katrina M. Boice, Ryan K. Bakhtiari
Respondent(s): Northeast Securities., The Benchmark Company.
Respondent Lawyers(s): Charles M. O'Rourke
Arbitrator(s): Robert B. Hansohn, Thomas R. Watkins, Anita Rae Shapiro
Hearing Site: Los Angeles, CA
| | $126,550 |
| 14-01082 | 10/03/2014 | Claimant(s): Jean Boisnier
Claimant Lawyers(s): Charles M. O'Rourke
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Dana S. Gloor
Arbitrator(s): Lynne M. Reid-McQueen
Hearing Site: New York, NY
| | $213 |
| 12-03669 | 06/07/2013 | Claimant(s): Ara Hisarliyan
Claimant Lawyers(s): Marc Fitapelli
Respondent(s): E1 Asset Management.
Respondent Lawyers(s): Charles M. O'Rourke
Arbitrator(s): Michael H. DuBoff
Hearing Site: New York, NY
| | $300 |
| 11-03167 | 12/14/2012 | Claimant(s): Jay Debow, Suzanne Debow, MLPF&S Cust FBO Jay Debow IRA, MLPF&S Cust FBO Suzanne Hayat Debow IRA, MLPF&S Cust FBO J. Debow Consulting P.S
Claimant Lawyers(s): Charles M. O'Rourke
Respondent(s): Mark Imbertson, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Colleen M. Fitzgerald, Donald F. Winningham
Arbitrator(s): Frances D. Sheehy, Mark T. Burnam, Stephen Kahane
Hearing Site: Boca Raton, FL
| | Expungement |
| 12-01108 | 09/25/2012 | Claimant(s): Michael Bruni
Claimant Lawyers(s): Charles M. O'Rourke
Respondent(s): Alex Hotzoglou, Morgan Stanley
Respondent Lawyers(s): Lawrence G. Barbot
Arbitrator(s): Ann Pinciss Berman
Hearing Site: New York, NY
| | $23,089 |
| 11-01208 | 05/09/2012 | Claimant(s): Milton Ward
Claimant Lawyers(s): John J. Miller
Respondent(s): Brandon Leon, Michael Mcnulty, Michael Murphy, Olympia Asset Management,Ltd.
Respondent Lawyers(s): Charles M. O'Rourke, Timothy Feil
Arbitrator(s): Phillip Lee Scheldt, Mark L. Williams, Anita M. Jean
Hearing Site: Dallas, TX
| | $0 |
| 10-05036 | 10/21/2011 | Claimant(s): Douglas Leach
Claimant Lawyers(s): Michael J. Calvey
Respondent(s): Gary Purcell, Marco Alfonsi, Richard Lewin, Robert Lewin, Basic Investors Inc., Penson Financial Services.
Respondent Lawyers(s): Charles M. O'Rourke, Jonathan D. Neerman, Mark S. Gregory, Thomas Laundrie
Arbitrator(s): G. Maynard Green, Robert J. Gregory, Russell H Hairston
Hearing Site: Dallas, TX
| | $0 |
| 09-00795 | 04/04/2011 | Claimant(s): Joseph Neira
Claimant Lawyers(s): Gary N. Moss
Respondent(s): Michael Hartzman, Randi Mason, Bristol Financial Services., J.P. Morgan Clearing Corp., Northeast Securities.
Respondent Lawyers(s): Charles M. O'Rourke, Steven B. Feigenbaum, Thomas Vays
Arbitrator(s): Judith E. Gross, John Franklin Udochi, Martin A. Edelstein
Hearing Site: New York, NY
| | Expungement |
