Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 21-02245 | 02/15/2022 | Claimant(s): Aftab Sandhu Claimant Lawyers(s): Aftab Sandhu Respondent(s): Robinhood Financial Respondent Lawyers(s): Jonathan J. Brennan Arbitrator(s): Edward W. Morris Hearing Site: Jersey City, NJ |  | $2,500 |
| 19-03440 | 11/05/2021 | Claimant(s): Richard Pierre Claimant Lawyers(s): Paul Radvany Respondent(s): National Securities Corporation Respondent Lawyers(s): Fred N. Knopf Arbitrator(s): Edward W. Morris Hearing Site: New York, NY | | $38,104 |
| 20-03160 | 10/29/2021 | Claimant(s): Matthew Simmons Claimant Lawyers(s): Matthew Simmons Respondent(s): TD Ameritrade. Respondent Lawyers(s): James J. Vihstadt Arbitrator(s): Edward W. Morris Hearing Site: Boston, MA | | $0 |
| 20-00739 | 08/24/2021 | Claimant(s): Raymond Martin Claimant Lawyers(s): Raymond Martin Respondent(s): Interactive Brokers LLC Respondent Lawyers(s): Mark G. Materna Arbitrator(s): Kip C Lubcke, Edward W. Morris, Howard Alan Grinsberg Hearing Site: Jersey City, NJ | | $0 |
| 20-02550 | 03/23/2021 | Claimant(s): Craig Bloxham, Craig G. Bloxham & Deborah Bloxham Joint Claimant Lawyers(s): Craig G. Bloxham Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Joseph L. Siders Arbitrator(s): Edward W. Morris Hearing Site: Montpelier, VT | | $16,753 |
| 19-02005 | 03/15/2021 | Claimant(s): Megan Hait Claimant Lawyers(s): Scott L. Silver Respondent(s): Morgan Stanley Respondent Lawyers(s): Andrew Gelfand Arbitrator(s): Shelley Teitelbaum, Julian F. Santos, Edward W. Morris Hearing Site: New York, NY | | Expungement |
| 20-00338 | 06/25/2020 | Claimant(s): William DeFeo Claimant Lawyers(s): William Defeo Respondent(s): TD Ameritrade Clearing., TD Ameritrade., TD Ameritrade Investment Management LLC Respondent Lawyers(s): Ilana Herscovitz Reid Arbitrator(s): Edward W. Morris Hearing Site: Newark, NJ | | $125 |
| 19-00806 | 01/07/2020 | Claimant(s): Lyudmila Lankin Claimant Lawyers(s): Lyudmila Lankin Respondent(s): Interactive Brokers LLC Respondent Lawyers(s): Mark G. Materna Arbitrator(s): Edward W. Morris Hearing Site: New York, NY | | $0 |
| 18-03753 | 10/29/2019 | Claimant(s): Ann Marie Gallagher Claimant Lawyers(s): Christopher B. Jones Respondent(s): Morgan Stanley Respondent Lawyers(s): Abigail Elrod Arbitrator(s): Edward W. Morris Hearing Site: Newark, NJ | | $8,100 |
| 18-03635 | 10/14/2019 | Claimant(s): Linda Gouza, Theodore Gouza Claimant Lawyers(s): Chad M. Ostrosky Respondent(s): LPL Financial LLC, Bryan Davis Respondent Lawyers(s): David J. Freniere Arbitrator(s): Richard W. Dissen, Edward W. Morris, Kenneth Alan Eisner Hearing Site: Pittsburgh, PA | | $0 |