| 15-01457 | 04/20/2017 | Claimant(s): Richard Eslich
Claimant Lawyers(s): Hugh D. Berkson
Respondent(s): Primesolutions Securities.
Respondent Lawyers(s): Karl E. May
Arbitrator(s): Jeffrey M. Bain, Leonard Arthur Nelson, Robert M Lustig
Hearing Site: Cleveland, OH
|  | Stipulated Award |
| 15-00382 | 03/27/2017 | Claimant(s): Jerry Heilman, Mary Heilman, Tony Tasca
Claimant Lawyers(s): Alan Rosca, Hugh D. Berkson
Respondent(s): Primesolutions Securities.
Respondent Lawyers(s): Karl E. May
Arbitrator(s): Susan M. Thevenet, Nancy Fioritto, Kevin Brodar
Hearing Site: Cleveland, OH
| | Stipulated Award |
| 16-00724 | 02/14/2017 | Claimant(s): Helen Mirling
Claimant Lawyers(s): David P. Meyer
Respondent(s): Fifth Third Securities.
Respondent Lawyers(s): D. Justin Gingerich
Arbitrator(s): Tracy L. Allen, John Anthony Simonetti, William Joseph Caprathe
Hearing Site: Cleveland, OH
| | $0 |
| 16-02379 | 02/03/2017 | Claimant(s): David Aaron
Claimant Lawyers(s): David J. Aaron
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): David J. Libowsky
Arbitrator(s): Kathleen P. Helbig-Hannan, John Nicholas Posch, Michael J Borden
Hearing Site: Cleveland, OH
| | $0 |
| 16-00181 | 01/24/2017 | Claimant(s): Steven Marcelli
Claimant Lawyers(s): Brandon O. Trent
Respondent(s): LPL Financial LLC, Robert Rownd
Respondent Lawyers(s): Scott Matasar
Arbitrator(s): Jeffrey M. Bain, Ellen Holland Keller, William Joseph Baker
Hearing Site: Cleveland, OH
| | $0 |
| 15-00570 | 08/15/2016 | Claimant(s): David Knowles
Claimant Lawyers(s): Steven N. Fuller
Respondent(s): Gary Weiss, Lawrence Fawcett, Thomas Diamante, Salomon Whitney Financial
Respondent Lawyers(s): Brett D. Zinner
Arbitrator(s): Edward L. Roth, Jason C. Blackford, Thomas R. Skulina
Hearing Site: Cleveland, OH
| | Stipulated Award |
| 14-02891 | 02/24/2016 | Claimant(s): Calvin Griffith, Helen Cherry
Claimant Lawyers(s): John S. Chapman
Respondent(s): Larry Werbel
Respondent Lawyers(s): Scott C. Matasar
Arbitrator(s): Jeffrey M. Bain, G. Daniel Carney, Nancy Fioritto
Hearing Site: Cleveland, OH
| | $100,375 |
| 15-00053 | 01/14/2016 | Claimant(s): Ronald Farhi
Claimant Lawyers(s): Ronald Farhi
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): John Starnes
Arbitrator(s): Gregory P. Szuter
Hearing Site: Cleveland, OH
| | $0 |
| 15-00174 | 12/07/2015 | Claimant(s): Larry Stawinski
Claimant Lawyers(s): Larry Donald Stawinski
Respondent(s): Emily Destrampe, Richard Hargis
Respondent Lawyers(s): Courtney A. Clark
Arbitrator(s): Edward A. Grupp
Hearing Site: Cleveland, OH
| | $0 |
| 15-00476 | 11/20/2015 | Claimant(s): William Henry
Claimant Lawyers(s): William C. Henry
Respondent(s): Patrick Murray
Respondent Lawyers(s): Anthony J. Borelli
Arbitrator(s): John T. Meredith
Hearing Site: Cleveland, OH
| | $0 |
