| 19-03164 | 08/06/2021 | Claimant(s): Timothy Jackson
Claimant Lawyers(s): Timothy Wayne Jackson
Respondent(s): Prudential Annuities Distributors
Respondent Lawyers(s): Sarah M. Mancuso
Arbitrator(s): Gregory P. Szuter
Hearing Site: Cleveland, OH
|  | $225 |
| 19-03728 | 07/19/2021 | Claimant(s): Ashraf Banoub Trust DTD 3/16/16
Claimant Lawyers(s): Courtney Werning
Respondent(s): McDonald Partners LLC
Respondent Lawyers(s): Michael A. Gross
Arbitrator(s): Robert J. Scafuri, Richard S. Hines, David Arnold
Hearing Site: Cleveland, OH
| | Expungement |
| 18-03313 | 07/14/2021 | Claimant(s): Mary Krill-Eriksen
Claimant Lawyers(s): Dennis Murray
Respondent(s): Brian Lehner
Respondent Lawyers(s): Scott Matasar
Arbitrator(s): Jeffrey M. Bain, Eileen B. Vernon, William Joseph Baker
Hearing Site: Cleveland, OH
| | Expungement |
| 19-01304 | 11/18/2019 | Claimant(s): Elizabeth Katen, Philip Katen, Ryan Katen, Timothy Katen
Claimant Lawyers(s): Robert H. Rex
Respondent(s): The Tidal Group.
Respondent Lawyers(s): Greg Weselka
Arbitrator(s): Gregory P. Szuter, Daniel G. Zeiser, Kathleen P. Helbig-Hannan
Hearing Site: Cleveland, OH
| | Dismissed by Rule 12206/12504 |
| 19-00703 | 08/12/2019 | Claimant(s): Nancy Harp
Claimant Lawyers(s): Benjamin B. Segel
Respondent(s): Raymond James Financial Services.
Respondent Lawyers(s): Brandy Pikus
Arbitrator(s): Gerald W. Hepp
Hearing Site: Cleveland, OH
| | $0 |
| 18-01124 | 08/07/2019 | Claimant(s): Richard Bodner
Claimant Lawyers(s): Jason T. Albin
Respondent(s): NYLife Securities LLC, William Mangano
Respondent Lawyers(s): Russell Sayre, Steven G. Janik
Arbitrator(s): William M. Getzoff, Robert H. Baker, Veronica A. Rice
Hearing Site: Cleveland, OH
| | Expungement |
| 18-02634 | 02/01/2019 | Claimant(s): Cynthia Colonna, Richard Colonna
Claimant Lawyers(s): Timothy Feil
Respondent(s): Roger Faubel
Respondent Lawyers(s): Roger Charles Faubel
Arbitrator(s): Gerald W. Hepp
Hearing Site: Cleveland, OH
| | $21,205 |
| 18-00611 | 01/22/2019 | Claimant(s): Sharon Schraegle
Claimant Lawyers(s): Benjamin Segel
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Daniela Paez
Arbitrator(s): Daniel G. Zeiser
Hearing Site: Cleveland, OH
| | $17,452 |
| 16-02696 | 09/10/2018 | Claimant(s): Jane Steinman, Jane E Steinman IRA, Ruth Steinman Granddaughter IRR Trust, Ruth Steinman Granddaughter's Trust
Claimant Lawyers(s): Scott L. Silver
Respondent(s): Newport Coast Securities.
Respondent Lawyers(s): Kevin Lee
Arbitrator(s): Tracy L. Allen
Hearing Site: Cleveland, OH
| | $103,986 |
| 17-00156 | 04/09/2018 | Claimant(s): Tami Schneider
Claimant Lawyers(s): Hugh D. Berkson
Respondent(s): Christopher Barone, Richard Barone, America Northcoast Securities.
Respondent Lawyers(s): Michael Davis Hoenig
Arbitrator(s): Robert J. Scafuri, Jeffrey M. Bain, Robert Edward Glaser
Hearing Site: Cleveland, OH
| | Expungement |
