| 23-01752 | 06/14/2024 | Claimant(s): Steven Smith
Claimant Lawyers(s): Scott L. Silver
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Geoff Beckham
Arbitrator(s): Joyce L. Hurley, Dana L. Bigman, Anita Rae Shapiro
Hearing Site: Los Angeles, CA
|  | Dismissed by Rule 12206 |
| 23-02074 | 03/28/2024 | Claimant(s): Ann Stewart
Claimant Lawyers(s): Christopher Lufrano
Respondent(s): Parkland Securities
Respondent Lawyers(s): Irit Walters
Arbitrator(s): Anita Rae Shapiro
Hearing Site: Denver, CO
| | Dismissed by Rule 12206 |
| 19-03229 | 03/03/2022 | Claimant(s): Mary McAllister Morton, The Susie McAllister Morton Living Trust
Claimant Lawyers(s): Ryan K. Bakhtiari
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Connor M. Trafton
Arbitrator(s): Anita Rae Shapiro, George Herman Frisch, Alina Landver
Hearing Site: Los Angeles, CA
| | $0 |
| 20-00805 | 08/03/2020 | Claimant(s): John Prymak
Claimant Lawyers(s): John Prymak
Respondent(s): Joseph Kelly, Spartan Capital Securities
Respondent Lawyers(s): Joseph Kelly, Kim Monchik
Arbitrator(s): Anita Rae Shapiro
Hearing Site: Denver, CO
| | $0 |
| 18-00818 | 06/03/2019 | Claimant(s): John Baker
Claimant Lawyers(s): David Liebrader
Respondent(s): Morgan Stanley, Peter Lewis
Respondent Lawyers(s): Nicholas N. George
Arbitrator(s): Larry Edmonson, Anita Rae Shapiro, Douglas B. Harris
Hearing Site: Las Vegas, NV
| | Expungement |
| 17-01678 | 03/14/2019 | Claimant(s): C.Billington S.T. for J.Billington Trust
Claimant Lawyers(s): Paul W. Thomas
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): P. Burke Esq.
Arbitrator(s): Anita Rae Shapiro, Noel Harvey Applebaum, Steven H. Gentry
Hearing Site: Los Angeles, CA
| | Dismissed by Rule 12206 |
| 15-00852 | 06/12/2018 | Claimant(s): Gail Fortune, Crost Imports.
Claimant Lawyers(s): Kenneth J. Catanzarite
Respondent(s): Harold White, Kathleen Shave, Louis Kittlaus, Ashton Capital Management.
Respondent Lawyers(s): Harold Carse White, Kathleen Ann Shave, Louis Karl Kittlaus
Arbitrator(s): Morris S. Getzels, Joseph C. Watson, Anita Rae Shapiro
Hearing Site: Los Angeles, CA
| | $2,145,300 |
| 16-00826 | 08/23/2017 | Claimant(s): Charles Morgan, Charles W. Morgan Revocable Living Trust
Claimant Lawyers(s): Charles W. Morgan
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Judy Louie, Esq.
Arbitrator(s): Michael Harrison, Richard M. Norman, Anita Rae Shapiro
Hearing Site: Los Angeles, CA
| | Expungement |
| 16-02635 | 12/07/2016 | Claimant(s): David Corbett, Dennis Rosene, Donald Adams, Ekeanor Reed, Elsa Rosene, Gail Fortune, Gerald Berend, Loretta Mak, Mary Wokciechowski, Stan Wojciechowski, Suvawinds., Crost Imports Inc., A.C. Family Limited Partnership
Claimant Lawyers(s): Kenneth J. Catanzarite
Respondent(s): Rory Hartley
Respondent Lawyers(s): Katherine C. Donlon
Arbitrator(s): Morris S. Getzels, Joseph C. Watson, Anita Rae Shapiro
Hearing Site: Los Angeles, CA
| | Expungement |
| 16-02636 | 12/07/2016 | Claimant(s): David Corbett, Dennis Rosene, Donald Adams, Eleanor Reed, Elsa Rosene, Gail Fortune, Gerald Berend, Loretta Mak, Mary Wojciechowski, Stan Wojciechowski, Crost Imports Inc., Suvawinds, A.C. Family Limited Partnership
Claimant Lawyers(s): Kenneth J. Catanzarite
Respondent(s): Leanne Walsh
Respondent Lawyers(s): Katherine C. Donlon
Arbitrator(s): Morris S. Getzels, Joseph C. Watson, Anita Rae Shapiro
Hearing Site: Los Angeles, CA
| | Expungement |
