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FINRA Awards for Charles Morgan

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Case Number Award Date Case Summary Customer Case? Amount Granted
16-0082608/23/2017Claimant(s): Charles Morgan, Charles W. Morgan Revocable Living Trust
Claimant Lawyers(s): Charles W. Morgan
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Judy Louie, Esq.
Arbitrator(s): Michael Harrison, Richard M. Norman, Anita Rae Shapiro
Hearing Site: Los Angeles, CA
Checkmark IconExpungement

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