| 21-02852 | 03/14/2024 | Claimant(s): Anthony DiDonna
Claimant Lawyers(s): Anthony Vincent DiDonna
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Rebecca E. Swenson
Arbitrator(s): Linda Yarden, Keely D. Parr, Nancy Marie Thevenin
Hearing Site: New York, NY
|  | $0 |
| 23-00833 | 12/06/2023 | Claimant(s): Apex Clearing Corporation
Claimant Lawyers(s): Jonathan D. Neerman
Respondent(s): Hui Zou
Respondent Lawyers(s): Hui Zou
Arbitrator(s): Keely D. Parr, Ronald J. Colombo
Hearing Site: New York, NY
| | $0 |
| 20-01209 | 06/07/2023 | Claimant(s): Len Ventura
Claimant Lawyers(s): Lance C. McCardle
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Andrew W. Sidman
Arbitrator(s): Joan Maxine Secofsky, Keely D. Parr, Alfred D Peters
Hearing Site: New York, NY
| | Expungement |
| 22-01565 | 05/01/2023 | Claimant(s): Elsayed Elnenaey
Claimant Lawyers(s): Ahmed Elnenaey
Respondent(s): Vanguard Marketing Corporation
Respondent Lawyers(s): Paula D. Shaffner
Arbitrator(s): Keely D. Parr, Jeanne M. Keefe, Eric Howard
Hearing Site: New York, NY
| | Dismissed with Rule 12206 |
| 22-00551 | 12/14/2022 | Claimant(s): Joanne Henry
Claimant Lawyers(s): Joanne J. Henry
Respondent(s): UBS Financial Services Inc., Raymond Hart, Sam Giliberti
Respondent Lawyers(s): David I. Hantman, Omar Perez
Arbitrator(s): Keely D. Parr
Hearing Site: New York, NY
| | Expungement |
| 18-04033 | 11/17/2021 | Claimant(s): Aron Tessler, Naomi Tessler, Tessler Associates LLC, Aron & Ritchel Zichron Kdoshim Loan Fund
Claimant Lawyers(s): Seth Lipner
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Jeffery D. Rodgers
Arbitrator(s): Keely D. Parr, Paul C. Tang, Gerald M. Levine
Hearing Site: New York, NY
| | $0 |
| 20-03308 | 10/21/2021 | Claimant(s): Michele Gray
Claimant Lawyers(s): Michele Gray
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Nikolas S. Komyati
Arbitrator(s): David J. Pine, Keely D. Parr, Richard Gee
Hearing Site: Albany, NY
| | $0 |
| 19-02160 | 10/06/2020 | Claimant(s): Donald Chiert
Claimant Lawyers(s): Christopher J. Albanese
Respondent(s): Fidelity Brokerage Services LLC, William Fleming
Respondent Lawyers(s): Logan S. Fisher
Arbitrator(s): Keely D. Parr
Hearing Site: New York, NY
| | Settlement |
| 17-03225 | 07/06/2020 | Claimant(s): Eza Cattan, Lisa Cattan
Claimant Lawyers(s): David B Newman
Respondent(s): Gary Adkin, John Cregan, Jonathan Harris, Stifel, Nicolaus & Co.., Rebecca Mora
Respondent Lawyers(s): Eric D. Martin
Arbitrator(s): Keely D. Parr, Cheryl H. Agris, Matthew Fenster
Hearing Site: New York, NY
| | Settlement |
| 18-02418 | 11/15/2019 | Claimant(s): Steven Bender
Claimant Lawyers(s): Steven L. Bender
Respondent(s): Dominick & Dickerman LLC
Respondent Lawyers(s): Jacqueline R. Meyers
Arbitrator(s): Keely D. Parr, Anna Lascar, John Warner Lowe
Hearing Site: New York, NY
| | Dismissed by Rule 12206/12504 |
